Clarence F. Kurtin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Frank Kurtin, who also goes by C Frank Kurtin, was a registered financial advisor .
Clarence is a previously registered financial advisor and started their career in finance in 1989. Clarence had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2004 - October 25, 2006
KURTIN FINANCIAL ADVISERS, LLC
July 9, 1998 - June 14, 2000
AVANTAX INVESTMENT SERVICES, INC.
July 9, 1996 - July 25, 1996
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 5, 1993 - January 24, 1996
HOWARD WEIL INCORPORATED
September 19, 1989 - March 14, 1991
CAPITOL SECURITIES GROUP, INC.
Primary Firm SEC Registration
KURTIN FINANCIAL ADVISERS, LLC
CRD#: 115418 / SEC#: 801-123750
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KURTIN FINANCIAL ADVISERS, LLC
CRD#: 115418 / SEC#: 801-123750
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 122,310,336 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
