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KP

Kathy J. Peterson

ALDRICH WEALTH LP
Lake Oswego, OR 97035
Some features on this profile are disabled
CRD#: 1987268
KP

Professional summary

Kathy Jean Peterson, AIF®, who also goes by Kathy Jean Yazalina, is a registered financial advisor currently at ALDRICH WEALTH LP located in Lake Oswego, Oregon.

Kathy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kathy has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kathy Jean Yazalina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathy Jean Peterson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

June 27, 2019 - Present

ALDRICH WEALTH LP

Office #1: 5665 Sw Meadows Rd Suite 200, Lake Oswego, OR 97035
RIA
CRD#: 147200
Lake Oswego, OR
Past

October 30, 1989 - April 2, 1996

COLUMBIA FINANCIAL CENTER INCORPORATED

BD
CRD#: 23562
PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALDRICH WEALTH LP
AKT WEALTH ADVISORS, LP | ALDRICH WEALTH, LIMITED PARTNERSHIP | ALDRICH WEALTH LP

CRD#: 147200 / SEC#: 801-69190

RIA
Registered Investment Advisory firm - (5/27/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/2/2019)
IAR
Oregon
(6/27/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/27/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/9/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/26/1989
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AW
ALDRICH WEALTH LP
AKT WEALTH ADVISORS, LP | ALDRICH WEALTH, LIMITED PARTNERSHIP | ALDRICH WEALTH LP

CRD#: 147200 / SEC#: 801-69190

RIA
Registered Investment Advisory firm - (5/27/2008 Approved)
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Contact information

Main Address
5665 Sw Meadows Rd Suite 200, Lake Oswego, OR 97035
Mailing Address
Phone number
(503) 620-5329
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALDRICH WEALTH FORM ADV 2A_2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts2,435
AUM (Assets Under Management)$ 6,466,230,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALDRICH WEALTH LP

CRD#: 147200Lake Oswego, OR 97035

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