William F. Wadsworth

ITS ASSET MANAGEMENT, L.P.

NORTH HAVEN, CT 06473

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CRD#: 1987068

Professional summary

William Frederick Wadsworth JR, who also goes by William F Wadsworth, William Frederick Wadworth Jr, is a registered financial advisor currently at ITS ASSET MANAGEMENT, L.P. located in North Haven, Connecticut and INTEGRATED FINANCIAL PLANNING SERVICES .

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William F Wadsworth | William Frederick Wadworth Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Wadsworth Family LLC; Non-Investment Related; PO Box 4165 CT; LLC; Partner; Start Date: 1996; 16 hours devoted monthly; 0 hours devoted during trading hours; Various Duties 2.) Wadsworth Family Foundation; Non-Investment Related; Trustee; Start Date: 2016; less than 8 hours devoted monthly; 0 hours devoted during trading hours; Review Donation requests for the foundation 3.) Integrated Financial Planning Services; Investment-Related; 301 N. Juniata St. P.O. Box 336 Havre de Grace, MD 21078; Broker Dealer; Registered Representative; Start Date: 12/2016; Approx. 16 hours devoted monthly; 16 hours devoted monthly during trading hours; Servicing Clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Frederick Wadsworth JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2021 - Present

ITS ASSET MANAGEMENT, L.P.

Office #1: 565 Washington Avenue Suite 7, North Haven, CT 06473

RIA

CRD#: 106977

NORTH HAVEN, CT

Current

December 19, 2016 - Present

INTEGRATED FINANCIAL PLANNING SERVICES

Office #1: Karlstrasse 20, Heidelberg 69117Office #2: Karlstrasse 20, Heidelberg 69117

RIA

CRD#: 17935

Heidelberg,

Past

October 14, 2011 - October 28, 2021

PTS ASSET MANAGEMENT

RIA

CRD#: 111047

NORTH HAVEN, CT

Past

November 1, 1996 - December 16, 2016

WADSWORTH INVESTMENT CO., INC.

CRD#: 5844

North Haven, CT

Past

October 10, 1996 - November 1, 1996

WADSWORTH INVESTMENT CO., INC.

CRD#: 5844

Past

August 2, 1995 - October 4, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 18, 1993 - June 22, 1995

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 13, 1991 - April 14, 1993

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ITS ASSET MANAGEMENT, L.P.

ITS ASSET MANAGEMENT LP | PTS ASSET MANAGEMENT | PORTFOLIO TIMING SERVICE | LEGIT CAPITAL | ITS ASSET MANAGEMENT, L.P.

CRD#: 106977 / SEC#: 801-7190

RIA

Registered Investment Advisory firm - (2/10/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/17/2017)

IAR

Connecticut
(11/2/2021)

Maine
(2/14/2017)

New York
(3/15/2017)

Oregon
(2/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/9/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ITS ASSET MANAGEMENT, L.P.

ITS ASSET MANAGEMENT LP | PTS ASSET MANAGEMENT | PORTFOLIO TIMING SERVICE | LEGIT CAPITAL | ITS ASSET MANAGEMENT, L.P.

CRD#: 106977 / SEC#: 801-7190

RIA

Registered Investment Advisory firm - (2/10/1971 Approved)

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Contact information

Main Address

565 Washington Avenue Suite 7, North Haven, CT 06473

Mailing Address

Phone number

(203) 234-9499

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (4/11/2025)

Regulatory assets under management

Total Number of Accounts	1,089
AUM (Assets Under Management)	$ 282,828,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William F. Wadsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Frederick Wadsworth JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED FINANCIAL PLANNING SERVICES

PTS ASSET MANAGEMENT

WADSWORTH INVESTMENT CO., INC.

WADSWORTH INVESTMENT CO., INC.

PRUDENTIAL EQUITY GROUP, LLC

WELLS FARGO CLEARING SERVICES, LLC

KEMPER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ITS ASSET MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2009

Series 63

Date: 1/9/1992

SIE

Date: 10/1/2018

Series 7

Date: 3/21/1994

Series 6

Date: 12/11/1991

Series 24

Date: 7/9/2010

FINRA

Current Firm

ITS ASSET MANAGEMENT, L.P.

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ITS ASSET MANAGEMENT, L.P.

TRUST BUT VERIFY

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