William Frederick Wadsworth Jr
Professional Summary
William Frederick Wadsworth JR, who also goes by William F Wadsworth, William Frederick Wadworth Jr, is a registered financial advisor currently at ITS ASSET MANAGEMENT, L.P. located in North Haven, Connecticut and INTEGRATED FINANCIAL PLANNING SERVICES located in North Haven, Connecticut. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. William has worked at 7 firms and has passed the Series 65, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William F Wadsworth, William Frederick Wadworth Jr
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ITS ASSET MANAGEMENT LP | PTS ASSET MANAGEMENT | PORTFOLIO TIMING SERVICE | LEGIT CAPITAL | ITS ASSET MANAGEMENT, L.P.
Contact Information
Main Address
565 Washington Avenue Suite 7, North Haven, CT 06473Phone Number
(203) 234-9499# of Employees
9SEC notice filing (30 States and Territories)
Registered to provide investment advisory services in 30 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
918AUM (Assets Under Management)
$297,803,611Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ITS ASSET MANAGEMENT LP | PTS ASSET MANAGEMENT | PORTFOLIO TIMING SERVICE | LEGIT CAPITAL | ITS ASSET MANAGEMENT, L.P.
State Registrations and Notice Filings
(2/17/2017)
(11/2/2021)
(12/23/2025)
(2/14/2017)
(3/15/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1991About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view William Frederick Wadsworth JR's CRS (Customer Relationship Summary).
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