Samuel L. Horey

WINGATE CAPITAL ADVISORS LLC

Tulsa, OK 74112

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CRD#: 1987029

Professional summary

Samuel Lee Horey JR, who also goes by Samuel Lee Horey, is a registered financial advisor currently at WINGATE CAPITAL ADVISORS LLC located in Tulsa, Oklahoma.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Samuel has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Lee Horey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER TAX PREPERATION / TAX PRERARER DURING TAX SEASON. PART OWNER OF A DAY CARE WITH SPOUSE. APPROX. 10 HOURS PER MONTH ON OTHER BUSINESS. STARTED 08/1996

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lee Horey JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2013 - Present

WINGATE CAPITAL ADVISORS LLC

Office #1: 8143 E. 11th Street, Tulsa, OK 74112

RIA

CRD#: 168188

Tulsa, OK

Past

October 29, 2003 - December 31, 2004

CULLUM & BURKS SECURITIES, INC.

CRD#: 46600

DALLAS, TX

Past

May 23, 2000 - October 28, 2003

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

June 18, 1996 - May 1, 2000

HARRISON DOUGLAS, INC.

CRD#: 16515

AURORA, CO

Past

August 15, 1995 - May 31, 1996

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

January 3, 1994 - November 3, 1995

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(11/13/2013)

IAR

Texas
(11/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/30/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WINGATE CAPITAL ADVISORS LLC

CRD#: 168188 / SEC#:

Oklahoma

Registered Investment Advisory firm - (11/13/2013 Approved)

Texas

Registered Investment Advisory firm - (11/2/2022 Conditional Restricted)

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Contact information

Main Address

8143 E. 11th Street, Tulsa, OK 74112

Mailing Address

Phone number

(918) 895-4957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 2,369,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel L. Horey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lee Horey JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINGATE CAPITAL ADVISORS LLC

CULLUM & BURKS SECURITIES, INC.

USALLIANZ SECURITIES, INC.

HARRISON DOUGLAS, INC.

BARRON CHASE SECURITIES, INC.

CULLUM & SANDOW SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2013

Series 63

Date: 12/30/1993

Series 7

Date: 9/3/1997

Series 6

Date: 12/30/1993

Current Firm

WINGATE CAPITAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WINGATE CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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