Michael A. Rinella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael A Rinella, who also goes by Michael Anthony Rinella, Mike Rinella, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 7 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2017 - February 4, 2021
COREBRIDGE CAPITAL SERVICES, INC.
September 9, 2016 - August 18, 2017
COUNTRY CAPITAL MANAGEMENT COMPANY
November 7, 2013 - September 8, 2016
SAYBRUS EQUITY SERVICES, LLC
January 10, 2011 - October 28, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
January 18, 2008 - December 2, 2010
PRINCIPAL SECURITIES, INC.
April 16, 2007 - December 2, 2010
PRINCIPAL SECURITIES, INC.
March 22, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
December 5, 1989 - April 17, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
