Mark B. Stang

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CRD#: 1986888

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Barrett Stang was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1989. Mark had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 29, 2013 - October 29, 2014

PVG ASSET MANAGEMENT CORP

RIA

CRD#: 105541

CENTENNIAL, CO

Past

October 7, 2010 - March 8, 2016

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

March 3, 2008 - September 1, 2009

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

DENVER, CO

Past

March 3, 2008 - September 1, 2009

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

DENVER, CO

Past

July 26, 2006 - February 29, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

ARVADA, CO

Past

July 26, 2006 - February 29, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

ARVADA, CO

Past

September 8, 2005 - June 29, 2006

NTB FINANCIAL CORPORATION

RIA

CRD#: 7425

DENVER, CO

Past

August 24, 2005 - June 29, 2006

NTB FINANCIAL CORPORATION

CRD#: 7425

DENVER, CO

Past

May 16, 2005 - May 25, 2005

HYBRIDTRADING, LLC

CRD#: 133016

PORTLAND, OR

Past

August 5, 2002 - September 1, 2005

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

June 9, 1999 - April 27, 2001

PROTRADER SECURITIES L.P.

CRD#: 35233

AUSTIN, TX

Past

July 29, 1998 - June 15, 1999

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

July 25, 1997 - November 6, 1997

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

September 20, 1989 - August 8, 1997

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/19/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/1999

General Securities Principal Examination

Current Firm

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

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Contact information

Main Address

6898 S. University Blvd. Suite 100, Centennial, CO 80122

Mailing Address

Phone number

(303) 526-0548

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 617,865,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark B. Stang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CIM SECURITIES, LLC

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

NTB FINANCIAL CORPORATION

NTB FINANCIAL CORPORATION

HYBRIDTRADING, LLC

CIM SECURITIES, LLC

PROTRADER SECURITIES L.P.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

PVG ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2013

Series 63

Date: 2/9/1990

SIE

Date: 3/8/2016

Series 55

Date: 7/19/1999

Series 7

Date: 9/16/1989

Series 24

Date: 9/9/1999

Current Firm

PVG ASSET MANAGEMENT CORP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PVG ASSET MANAGEMENT CORP

TRUST BUT VERIFY

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