Susan W. Beattie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Wendel Beattie, who also goes by Susan Elizabeth Wendel, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1989. Susan had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2011 - August 20, 2019
DATATEX INVESTMENT SERVICES INC
March 24, 2003 - November 8, 2019
HUNTLEIGH ADVISORS, INC.
March 11, 2002 - August 20, 2019
HUNTLEIGH SECURITIES CORPORATION
January 12, 1999 - March 12, 2002
EDWARD JONES
September 19, 1989 - January 12, 1999
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DATATEX INVESTMENT SERVICES INC
CRD#: 105440 / SEC#: 801-31747
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 38,985,400 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
