Whitney S. Quillen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Whitney Staples Quillen was a registered financial professional .
Whitney is a previously registered financial professional and started their career in finance in 2002. Whitney had worked at 4 firms and has passed the Series 63, Series 55, Series 86, Series 87, Series 7, Series 28, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2012 - December 16, 2013
BENDIGO SECURITIES, LLC
January 12, 2012 - October 18, 2012
TEJAS SECURITIES GROUP, INC.
December 24, 2009 - February 23, 2011
CAVU SECURITIES LLC
July 25, 2002 - June 8, 2010
LEDGEMONT CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/19/2008
Limited Representative-Equity Trader ExamSeries 28
Date: 10/11/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BENDIGO SECURITIES, LLC
CRD#: 152529 / SEC#: , 8-68462
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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