Steven Bernknopf
PERIGON WEALTH MANAGEMENT
CRANBURY, NJ 08512
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CRD#: 1986649
Professional summary
Steven Bernknopf, CFP® is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Cranbury, New Jersey.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Steven has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
What are your service offerings?
Tax Planning
Investment Planning
Estate Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1). PM Wealth Management; Investment Related; 14 Penn Plaza, 18th Floor, NY, NY 10122; d/b/a for investment advisory business with Perigon. (2.) Prager Metis CPAs LLC; Not-Investment Related; 14 Penn Plaza, 18th Floor, NY, NY 10122; Tax Prep/Accounting/CPA - Principal; Started 01/2017; Mr. Bernknopf spends approximately 60% of his time per month in this capacity, which is comingled with his investment-advisory time. (3.) Insurance Agent; Not investment related; 14 Penn Plaza, 18th Floor, NY, NY 10122; Insurance sales; Started 09/2021; Implementation of insurance sales. Mr. Bernknopf spends less than 10% of his time in this capacity. (4.) Child Wellness Institute, Inc ("ChildWIN"); Not investment related; New Brunswick, NJ; Charitable organization; Board member/Treasurer; Start 7/2007; 3 hours/month; 0 hours/month during securities trading
CRS (Client Relationship Summary) - RIA
Click below to view Steven Bernknopf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
November 15, 2022 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 101 Interchange Plaza Suite 301, Cranbury, NJ 08512RIA
CRD#: 131037
CRANBURY, NJ
Past
March 19, 2019 - December 19, 2022
PM WEALTH MANAGEMENT, LLC
RIA
CRD#: 298324
Cranbury, NJ
Past
February 13, 2017 - March 14, 2019
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Cranbury, NJ
Past
February 3, 2017 - November 22, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
CRANBURY, NJ
Past
November 19, 2009 - March 3, 2017
SAXONY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 122692
MORGANVILLE, NJ
Past
November 13, 2009 - March 3, 2017
SAXONY SECURITIES, INC.
BD
CRD#: 115547
MORGANVILLE, NJ
Past
October 25, 2006 - November 13, 2009
WORLD INVESTMENTS, LLC
RIA
CRD#: 20626
MORGANVILLE, NJ
Past
September 20, 1989 - November 13, 2009
WORLD INVESTMENTS, LLC
BD
CRD#: 20626
MORGANVILLE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(11/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 8/22/1990
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Company Information
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037Cranbury, NJ 08512TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
