MC
Mark D. Clair
BLACKRIDGE ASSET MANAGEMENT
Sylvania, OH 43560
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CRD#: 1986609
MC
Professional summary
Mark Douglas Clair is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Sylvania, Ohio and THE RETIREMENT GUYS FORMULA located in Sylvania, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Mark has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE CLAIR ESTATE PLANNING LAW FIRM; SOLE PROP; ESTATE PLANNING; ATTORNEY; OWNERSHIP; 100% TIME SPENT: 40%; TERM: INDEFINITE 2) MARK D. CLAIR DBA; SOLE PROP; 100% OWNERSHIP; OWNER , AGENT INSURANCE LIFE/HEALTH; INDEFINTE TERM 3) Bull Moose Retirement Planning CO. Insurance and Retirement Planning. Co-Owner. Approximate Hours spent on activity per month: 100 4) Blackridge Asset Management; Investment Advisor Representative; Start Date: 5/2017; Approximate Hours Spent On Activity Per Month: 40; Approximate Hours Spent On Activity Per Month During Trading Hours: 40
CRS (Client Relationship Summary) - RIA
Click below to view Mark Douglas Clair's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2017 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
Office #1: 5630 Main Street, Sylvania, OH 43560RIA
CRD#: 277085
Sylvania, OH
Current
September 27, 2017 - Present
THE RETIREMENT GUYS FORMULA
Office #1: 5630 Main Street, Sylvania, OH 43560RIA
CRD#: 168561
Sylvania, OH
Current
September 1, 2015 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 5630 Main Street, Sylvania, OH 43560BD
CRD#: 157045
Sylvania, OH
Past
April 19, 2016 - August 9, 2017
THE RETIREMENT GUYS FORMULA
RIA
CRD#: 168561
MAUMEE, OH
Past
June 6, 2003 - September 2, 2015
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
MAUMEE, OH
Past
March 6, 2002 - September 2, 2015
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
MAUMEE, OH
Past
December 17, 1999 - April 5, 2002
AMERICAN INVESTMENT SERVICES, INC.
BD
CRD#: 21111
OKLAHOMA CITY, OK
Past
August 8, 1994 - January 19, 2000
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
June 21, 1993 - December 31, 1993
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
August 29, 1991 - June 2, 1992
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
December 18, 1989 - May 10, 1991
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 18, 1989 - May 10, 1991
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
THE RETIREMENT GUYS FORMULA
AMERICA'S RETIREMENT HEADQUARTERS | THE RETIREMENT GUYS NETWORK | THE RETIREMENT GUYS FORMULA LLC | THE RETIREMENT GUYS FORMULA | RETIRE PITTSBURGH | EISERT WEALTH MANAGEMENT | BULL MOOSE RETIREMENT
CRD#: 168561 / SEC#: 801-119086
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Michigan
Registered Investment Advisory firm - (7/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (7/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2020 Terminated)South Carolina
Registered Investment Advisory firm - (7/22/2020 Terminated)Texas
Registered Investment Advisory firm - (7/22/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/14/2015)
RR
Illinois(9/28/2015)
RR
Massachusetts(2/5/2021)
RR
Michigan(9/11/2015)
RR
Ohio(9/3/2015)
IAR
Ohio(5/30/2017)
RR
Texas(10/2/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
THE RETIREMENT GUYS FORMULA
AMERICA'S RETIREMENT HEADQUARTERS | THE RETIREMENT GUYS NETWORK | THE RETIREMENT GUYS FORMULA LLC | THE RETIREMENT GUYS FORMULA | RETIRE PITTSBURGH | EISERT WEALTH MANAGEMENT | BULL MOOSE RETIREMENT
CRD#: 168561 / SEC#: 801-119086
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Michigan
Registered Investment Advisory firm - (7/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (7/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2020 Terminated)South Carolina
Registered Investment Advisory firm - (7/22/2020 Terminated)Texas
Registered Investment Advisory firm - (7/22/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Woodlands Drive, Maumee, OH 43537
Mailing Address
Phone number
(419) 842-0550
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991 |
| AUM (Assets Under Management) | $ 300,603,838 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
