Geoffrey T. Chalmers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Teale Chalmers, who also goes by Geoffrey T. Chalmers, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1990. Geoffrey had worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2009 - September 23, 2024
AGES FINANCIAL SERVICES, LTD.
February 23, 2004 - August 22, 2008
JESUP & LAMONT SECURITIES CORP
November 24, 1998 - December 31, 2003
ANTAEUS CAPITAL, INC.
February 22, 1993 - October 11, 1996
COMMONWEALTH FINANCIAL NETWORK
August 17, 1990 - November 11, 1992
IFMG SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
AGES FINANCIAL SERVICES, LTD.
CRD#: 15427 / SEC#: , 8-32155
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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