Nicholas J. Mormando
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas John Mormando JR, who also goes by Nicholas J Mormando, Nicholas John Mormando, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1993. Nicholas had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 1996 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.
June 22, 1995 - September 19, 1995
CORTLANDT CAPITAL CORPORATION
December 8, 1993 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
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Exams
Current Firm
EURO-ATLANTIC SECURITIES INC.
CRD#: 21367 / SEC#: , 8-38870
Contact information
Documents
Red Flags
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