Julian G. Rasbury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian George Rasbury JR, who also goes by Jay Rasbury Jr, Julian George Rasbury, was a registered financial advisor .
Julian is a previously registered financial advisor and started their career in finance in 1992. Julian had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2006 - February 22, 2008
NEXT FINANCIAL GROUP, INC.
April 23, 2003 - November 13, 2003
ILG SECURITIES CORPORATION
December 2, 2002 - July 14, 2006
VERITRUST FINANCIAL, LLC
September 24, 2002 - July 14, 2006
VERITRUST FINANCIAL, LLC
January 31, 2002 - September 27, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 25, 2000 - January 31, 2002
ARAGON FINANCIAL SERVICES, INC.
September 21, 1992 - August 17, 2000
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEXT FINANCIAL GROUP, INC.
CRD#: 46214 / SEC#: 801-56786, 8-51356
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 16,805 |
| AUM (Assets Under Management) | $ 3,769,456,133 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
