Freddie J. Royer

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CRD#: 1986251

Professional summary

Freddie Joe Royer JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Freddie is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Freddie had worked at 4 firms, which includes FALCON INVESTMENT CORP., WORLD CHOICE SECURITIES INC., SIGNAL SECURITIES INC., GRAHAM ROBINSON & CO..

Question & Answer

Are you a "fiduciary"?

Aliases

Fred Royer Jr | Jody Royer Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 29, 1997 - July 20, 1998

FALCON INVESTMENT CORP.

CRD#: 42231

DENVER, CO

Past

March 27, 1997 - January 29, 1998

WORLD CHOICE SECURITIES, INC.

CRD#: 30933

COLUMBUS, OH

Past

June 24, 1992 - December 31, 1996

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Past

September 7, 1989 - June 25, 1990

GRAHAM, ROBINSON & CO.

CRD#: 24748

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam

Series 27

Date: 9/5/1989

Financial and Operations Principal Examination

Current Firm

FALCON INVESTMENT CORP.

CRD#: 42231 / SEC#: , 8-49760

Terminated by SEC on 01/11/1999

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Contact information

Main Address

Mailing Address

Phone number

Established

Colorado since 08/21/1996

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Red Flags

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Freddie J. Royer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FALCON INVESTMENT CORP.

WORLD CHOICE SECURITIES, INC.

SIGNAL SECURITIES, INC.

GRAHAM, ROBINSON & CO.

State Registrations and Notice Filings

Exams

Series 27

Date: 9/5/1989

Current Firm

FALCON INVESTMENT CORP.

Contact information

Documents

Red Flags

Company Information

FALCON INVESTMENT CORP.

TRUST BUT VERIFY

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