SG
Sharon K. Giuffre
MTC WEALTH MANAGEMENT
Houston, TX
Some features on this profile are disabled
CRD#: 1986086
SG
Professional summary
Sharon Kay Giuffre, who also goes by Sharon Kay Giuffre, Sharon Kay Giuffre Keith, Sharon Kay Keith, Sharon Kay Stone, is a registered financial advisor currently at MTC WEALTH MANAGEMENT located in Houston, Texas.
Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Sharon has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sharon Kay Giuffre | Sharon Kay Giuffre Keith | Sharon Kay Keith | Sharon Kay Stone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Members Trust Company, FSB is a Reg R Fiduciary Exempt OCC-chartered trust and investment firm. The FSB also wholly-owns the MTC Wealth Management, LLC SEC-registered RIA. Undertaking portfolio manager and senior investment officer roles for the two institutions from July 2021. Both firms are located at 14055 Riveredge Drive, Suite 525, Tampa, FL 33637; this is the location Sharon is supervised from and reports to. Sharon is currently VP, Senior Investment Officer for both firms. 175 hours of time is worked each month; approximately 90% of that time is for Members Trust Company, FSB and 10% for MTC Wealth Management, LLC. Duties for both institutions include investment research, analysis, contributing to investment strategy/model decision-making.
CRS (Client Relationship Summary) - RIA
Click below to view Sharon Kay Giuffre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2023 - Present
MTC WEALTH MANAGEMENT
RIA
CRD#: 305308
Houston, TX
Past
March 6, 2015 - December 31, 2016
FROST INVESTMENT ADVISORS, LLC
RIA
CRD#: 146148
HOUSTON, TX
Past
August 4, 1995 - December 31, 1995
CROSSMARK DISTRIBUTORS, INC.
BD
CRD#: 14970
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MTC WEALTH MANAGEMENT
MTC WEALTH MANAGEMENT | MTC WEALTH MANAGEMENT LLC
CRD#: 305308 / SEC#: 801-117300
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(7/9/2024)
IAR
Alaska(7/9/2024)
IAR
Arizona(8/1/2024)
IAR
Arkansas(7/9/2024)
IAR
California(7/9/2024)
IAR
Colorado(7/9/2024)
IAR
Connecticut(7/9/2024)
IAR
Delaware(7/9/2024)
IAR
District of Columbia(12/26/2024)
IAR
Florida(10/6/2023)
IAR
Georgia(10/1/2024)
IAR
Hawaii(7/9/2024)
IAR
Idaho(7/9/2024)
IAR
Illinois(7/9/2024)
IAR
Indiana(7/9/2024)
IAR
Iowa(7/9/2024)
IAR
Kansas(7/9/2024)
IAR
Kentucky(7/9/2024)
IAR
Louisiana(8/13/2024)
IAR
Maine(7/9/2024)
IAR
Maryland(7/9/2024)
IAR
Massachusetts(11/29/2024)
IAR
Michigan(7/9/2024)
IAR
Minnesota(7/9/2024)
IAR
Mississippi(7/9/2024)
IAR
Missouri(7/9/2024)
IAR
Montana(7/9/2024)
IAR
Nebraska(7/9/2024)
IAR
Nevada(7/9/2024)
IAR
New Hampshire(7/9/2024)
IAR
New Jersey(7/26/2024)
IAR
New Mexico(7/9/2024)
IAR
New York(7/9/2024)
IAR
North Carolina(7/9/2024)
IAR
North Dakota(7/15/2024)
IAR
Ohio(7/9/2024)
IAR
Oklahoma(7/9/2024)
IAR
Oregon(7/9/2024)
IAR
Pennsylvania(7/9/2024)
IAR
Puerto Rico(7/9/2024)
IAR
Rhode Island(7/9/2024)
IAR
South Carolina(7/9/2024)
IAR
South Dakota(7/9/2024)
IAR
Texas(7/9/2024)
IAR
Utah(7/9/2024)
IAR
Vermont(7/10/2024)
IAR
Virgin Islands(7/9/2024)
IAR
Virginia(7/9/2024)
IAR
Washington(7/9/2024)
IAR
West Virginia(7/11/2024)
IAR
Wisconsin(7/9/2024)
IAR
Wyoming(7/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
MW
MTC WEALTH MANAGEMENT
MTC WEALTH MANAGEMENT | MTC WEALTH MANAGEMENT LLC
CRD#: 305308 / SEC#: 801-117300
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
14055 Riveredge Dr. Suite 525, Tampa, FL 33637
Mailing Address
Phone number
(888) 727-9191
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 207,695,797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
