Faramarz S. Varasteh
Professional summary
Faramarz Steve Varasteh was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Faramarz is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Faramarz had worked at 7 firms, which includes DONALD & CO. SECURITIES INC., MERIDIAN DUNHILL & CO. INC., SCHNEIDER SECURITIES INC., AMERICAN FRONTEER FINANCIAL CORPORATION, KOBER FINANCIAL CORP., PRINCETON AMERICAN EQUITIES CORPORATION, THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 1995 - August 28, 1997
DONALD & CO. SECURITIES INC.
August 20, 1993 - November 5, 1993
MERIDIAN, DUNHILL & CO., INC.
January 15, 1993 - August 4, 1993
SCHNEIDER SECURITIES, INC.
May 11, 1992 - January 15, 1993
AMERICAN FRONTEER FINANCIAL CORPORATION
July 15, 1991 - May 19, 1992
KOBER FINANCIAL CORP.
January 11, 1991 - April 24, 1991
PRINCETON AMERICAN EQUITIES CORPORATION
December 12, 1989 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DONALD & CO. SECURITIES INC.
CRD#: 7776 / SEC#: , 8-20952
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Civil Event | 2 |
| Arbitration | 12 |
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