Brian K. Haendiges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Keith Haendiges, who also goes by Brian Haendiges, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1990. Brian had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - June 19, 2019
MML DISTRIBUTORS, LLC
July 28, 2010 - May 1, 2014
MML INVESTORS SERVICES, LLC
June 30, 2000 - May 27, 2009
VOYA FINANCIAL PARTNERS, LLC
April 6, 1999 - May 27, 2009
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
August 18, 1998 - September 25, 2000
AETNA FINANCIAL SERVICES, INC.
April 18, 1996 - January 30, 1998
AETNA FINANCIAL SERVICES, INC.
April 18, 1996 - May 27, 2009
VOYA FINANCIAL PARTNERS, LLC
January 3, 1990 - April 12, 1996
AELTUS CAPITAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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