Walter B. Schubert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Benedict Schubert JR, who also goes by Walter B Schubert, Walter Benedict Shubert Jr, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1993. Walter had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2010 - March 29, 2016
BENJAMIN & JEROLD BROKERAGE I, LLC
November 20, 2007 - October 27, 2010
PERDIUE SECURITIES, LLC
September 26, 2006 - October 31, 2007
MACK TRADING LLC
November 22, 2000 - March 10, 2004
GFN.COM SECURITIES, INC.
October 31, 1994 - October 24, 2008
SGI, LLC
February 18, 1994 - December 17, 1997
HENDERSON BROTHERS, INC.
January 7, 1993 - April 21, 1998
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
