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JD

Jeffrey G. Dowden

WALLINGTON ASSET MANAGEMENT
INDIANAPOLIS, IN 46240-2134
Some features on this profile are disabled
CRD#: 1985678
JD

Professional summary

Jeffrey Germaine Dowden is a registered financial advisor currently at WALLINGTON ASSET MANAGEMENT located in Indianapolis, Indiana.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 30 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Germaine Dowden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2007 - Present

WALLINGTON ASSET MANAGEMENT

Office #1: 8900 Keystone Crossing, Suite 1015, Indianapolis, IN 46240-2134
RIA
CRD#: 143360
INDIANAPOLIS, IN
Past

August 7, 2002 - April 2, 2007

BARTLETT & CO

RIA
CRD#: 112338
INDIANAPOLIS, IN
Past

February 22, 1995 - August 9, 1997

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

January 3, 1995 - March 21, 1995

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

June 20, 1994 - December 31, 1994

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

July 31, 1993 - June 15, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 19, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WALLINGTON ASSET MANAGEMENT
WALLINGTON ASSET MANAGEMENT | WALLINGTON ASSET MANAGEMENT, LLC

CRD#: 143360 / SEC#: 801-67613

RIA
Registered Investment Advisory firm - (3/2/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(11/19/2019)
IAR
Florida
(7/31/2020)
IAR
Illinois
(11/19/2019)
IAR
Indiana
(3/2/2007)
IAR
Louisiana
(7/7/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/21/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/4/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/23/1989
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/20/1996
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 30
Date: 7/7/1995
NFA Branch Manager Examination

Current Firm

WA
WALLINGTON ASSET MANAGEMENT
WALLINGTON ASSET MANAGEMENT | WALLINGTON ASSET MANAGEMENT, LLC

CRD#: 143360 / SEC#: 801-67613

RIA
Registered Investment Advisory firm - (3/2/2007 Approved)
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Contact information

Main Address
8900 Keystone Crossing Suite 1015, Indianapolis, IN 46240-2134
Mailing Address
Phone number
(317) 575-8670
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WALLINGTON ASSET MANAGEMENT, LLC ADV PART 2A BROCHURE (7/18/2025)
WALLINGTON ASSET MANAGEMENT, LLC ADV WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts853
AUM (Assets Under Management)$ 1,151,683,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALLINGTON ASSET MANAGEMENT

CRD#: 143360Indianapolis, IN 46240-2134

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