Michael J. Harmeyer
Professional summary
Michael James Harmeyer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Michael had worked at 5 firms, which includes CONTINENTAL BROKER-DEALER CORP., UBS FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, FIDELITY BROKERAGE SERVICES LLC, USAA INVESTMENT SERVICES COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2000 - January 24, 2002
CONTINENTAL BROKER-DEALER CORP.
July 28, 2000 - November 8, 2000
UBS FINANCIAL SERVICES INC.
June 9, 1999 - August 8, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 1993 - June 8, 1999
FIDELITY BROKERAGE SERVICES LLC
March 12, 1992 - August 27, 1993
USAA INVESTMENT SERVICES COMPANY
October 25, 1989 - March 4, 1992
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CONTINENTAL BROKER-DEALER CORP.
CRD#: 14048 / SEC#: , 8-43159
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 15 |
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