Joseph Mattei
Professional Summary
Joseph Mattei, who also goes by Joe Mattei, Joseph Richard Mattei, is a registered financial advisor currently at FISHER\SMB located in Carrollton, Texas. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Joseph has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joe Mattei, Joseph Richard Mattei
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
37 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB
Contact Information
Main Address
4100 International Parkway Suite 2000, Carrollton, TX 75007Phone Number
(888) 674-4504# of Employees
159SEC notice filing (50 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
1,848AUM (Assets Under Management)
$6,847,928,139Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB
State Registrations and Notice Filings
(4/14/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2013About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Mattei's CRS (Customer Relationship Summary).
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