Benjamin Herschel Dean
CFP®Professional Summary
Benjamin Herschel Dean, CFP®, who also goes by Ben Dean, Benjamin Hershel Dean, is a registered financial advisor currently at DEAN WEALTH MANAGEMENT, LLC located in Tyler, Texas. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Benjamin has worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Divorce Planning
- Education Planning
- Comprehensive Financial Planning
- Retirement Planning
- Investment Planning
Other Aliases
Ben Dean, Benjamin Hershel Dean
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
DEAN WEALTH MANAGEMENT, LLC | SWORDS WEALTH MANAGEMENT, LLC
Contact Information
Main Address
17074 Hwy 20 W., Lindale, TX 75771Phone Number
(903) 526-6669# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
369AUM (Assets Under Management)
$51,122,682Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/2/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Herschel Dean's CRS (Customer Relationship Summary).
Services Offered by Benjamin
- Divorce Planning
- Education Planning
- Comprehensive Financial Planning
- Retirement Planning
- Investment Planning
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