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WB

Wendell S. Bristol

MFR SECURITIES
Boca Raton, FL 33432
Some features on this profile are disabled
CRD#: 1985140
WB

Professional summary

Wendell Stewart Bristol is a registered financial professional currently at MFR SECURITIES, INC. located in Boca Raton, Florida.

Wendell is registered as a RR (Registered Representative) and started their career in finance in 2005. Wendell has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wendell Stewart Bristol's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2020 - Present

MFR SECURITIES, INC.

Office #1: 433 Plaza Real, Suite 275, Boca Raton, FL 33432
BD
CRD#: 36308
Boca Raton, FL
Past

June 5, 2012 - February 24, 2020

BLAYLOCK VAN, LLC

BD
CRD#: 145317
NEW YORK, NY
Past

September 6, 2011 - February 6, 2012

KAUFMAN BROS., L.P.

BD
CRD#: 37909
NEW YORK, NY
Past

May 26, 2005 - July 14, 2011

TOUSSAINT CAPITAL PARTNERS, LLC

BD
CRD#: 130290
FREEHOLD, NJ
Past

February 18, 2005 - June 23, 2005

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/30/2024)
RR
New Jersey
(7/15/2020)
RR
New York
(3/12/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 2/5/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/10/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MFR SECURITIES, INC.
MARIA FIORINI RAMIREZ SECURITIES, INC. | MFR SECURITIES, INC.

CRD#: 36308 / SEC#: , 8-47186

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2150 Goodlette Frank Road North, Suite 650, Naples, FL 34102
Mailing Address
P.o. Box 8568, Naples, FL 34102
Phone number
(212) 416-5000
Established
Florida since 04/21/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARIA FIORINI RAMIREZ, INC.SOLE SHAREHOLDER
MILLER, ANDREW DAVIDFINOP5106774
RAMIREZ, GEORGE MANUELPRESIDENT & CEO/ CHIEF COMPLIANCE OFFICER/ CFO/DIRECTOR2618023
RAMIREZ, MARIA FIORINICHAIRWOMAN1277347
RAMIREZ, MARIA FIORINIDIRECTOR1277347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MFR SECURITIES, INC.

CRD#: 36308Boca Raton, FL 33432

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