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TP

Thomas M. Pacha

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CRD#: 1984912
TP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Michael Pacha, CFP® was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1989. Thomas had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. PACHA IS A LICENSED REAL ESTATE BROKER WITH THE STATE OF ILLINOIS. THROUGH SUCH LICENSES AND PAST WORK EXPERIENCE HE MAY BE INVOLVED WITH A REAL ESTATE FUND THAT RAISES CAPITAL FOR THE PURPOSE OF PURCHASING DISTRESSED PROPERTIES. MR. PACHA MAY ALSO ELECT TO PURCHASE DISTRESSED PROPERTIES ON A PROPERTY BY PROPERTY BASIS. ADDITIONALLY, HE MAY ARRANGE THE PURCHASE OR SALE OF PROPERTY FOR A BUYER OR SELLER IN RETURN FOR A COMMISSION. HE MAY ALSO HELP ARRANGE, FOR A FEE, FINANCING OF THE PURCHASE THROUGH CONTACTS WITH FINANCIAL INSTITUTIONS AND MORTGAGE BROKERS. MR. PACHA SPENDS APPROXIMATELY 50% OF HIS TIME, WHICH MAY OCCUR DURING TRADING HOURS. HE SPENDS THE BALANCE OF HIS PROFESSIONAL TIME OFFERING INVESTMENT ADVISORY SERVICES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

February 25, 2002 - October 17, 2023

PACHA CAPITAL MANAGEMENT, CO.

RIA
CRD#: 119124
NAPERVILLE, IL
Past

January 21, 2000 - December 17, 2001

CULLUM & BURKS SECURITIES, INC.

BD
CRD#: 46600
DALLAS, TX
Past

August 6, 1997 - December 31, 1999

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

November 21, 1989 - August 6, 1997

CULLUM & SANDOW SECURITIES, INC.

BD
CRD#: 15836
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/4/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/22/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/1989
General Securities Representative Examination

Current Firm

PC
PACHA CAPITAL MANAGEMENT, CO.
PACHA CAPITAL MANAGEMENT, CO.

CRD#: 119124 / SEC#: 801-60933

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Contact information

Main Address
Naperville, IL
Mailing Address
Phone number
(630) 412-1898
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACHA CAPITAL MANAGEMENT, CO.

CRD#: 119124

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