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Thomas Michael Pacha

CFP®
CRD# 1984912·Registered 1989 - 2023
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Michael Pacha, CFP® was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1989 - 2023. Thomas had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

37 years in the financial services industry

Current & Past Employments

PACHA CAPITAL MANAGEMENT, CO.·CRD# 119124
RIA
Naperville, IL
February 25, 2002 - October 17, 2023
CULLUM & BURKS SECURITIES, INC.·CRD# 46600
BD
Dallas, TX
January 21, 2000 - December 17, 2001
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Dallas, TX
August 6, 1997 - December 31, 1999
CULLUM & SANDOW SECURITIES, INC.·CRD# 15836
BD
Dallas, TX
November 21, 1989 - August 6, 1997

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Current Firm

PC
PACHA CAPITAL MANAGEMENT, CO.

PACHA CAPITAL MANAGEMENT, CO.

CRD#: 119124 / SEC#: 801-60933

Contact Information

Main Address

Naperville, IL

Phone Number

(630) 412-1898

# of Employees

0

Documents

Latest Form ADV
0

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. PACHA IS A LICENSED REAL ESTATE BROKER WITH THE STATE OF ILLINOIS. THROUGH SUCH LICENSES AND PAST WORK EXPERIENCE HE MAY BE INVOLVED WITH A REAL ESTATE FUND THAT RAISES CAPITAL FOR THE PURPOSE OF PURCHASING DISTRESSED PROPERTIES. MR. PACHA MAY ALSO ELECT TO PURCHASE DISTRESSED PROPERTIES ON A PROPERTY BY PROPERTY BASIS. ADDITIONALLY, HE MAY ARRANGE THE PURCHASE OR SALE OF PROPERTY FOR A BUYER OR SELLER IN RETURN FOR A COMMISSION. HE MAY ALSO HELP ARRANGE, FOR A FEE, FINANCING OF THE PURCHASE THROUGH CONTACTS WITH FINANCIAL INSTITUTIONS AND MORTGAGE BROKERS. MR. PACHA SPENDS APPROXIMATELY 50% OF HIS TIME, WHICH MAY OCCUR DURING TRADING HOURS. HE SPENDS THE BALANCE OF HIS PROFESSIONAL TIME OFFERING INVESTMENT ADVISORY SERVICES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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