David K. Luke

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CRD#: 1984903

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Kevin Luke was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1989. David had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 2016 - January 6, 2020

MEDICUS WEALTH PLANNING, INC.

RIA

CRD#: 282904

DRAPER, UT

Past

June 18, 2012 - August 3, 2016

NET WORTH ADVISORY GROUP, LLC

RIA

CRD#: 126983

SANDY, UT

Past

January 2, 2009 - September 10, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SALT LAKE CITY, UT

Past

August 11, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SALT LAKE CITY, UT

Past

June 27, 2008 - September 10, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SALT LAKE CITY, UT

Past

August 1, 2005 - June 30, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SALT LAKE CITY, UT

Past

May 31, 1996 - June 30, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SALT LAKE CITY, UT

Past

September 19, 1989 - June 10, 1996

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEDICUS WEALTH PLANNING, INC.

LUKE WEALTH MANAGEMENT INC | MEDICUS WEALTH PLANNING, INC. | MEDICUS WEALTH PLANNING | LUKE WEALTH MANAGEMENT, INC

CRD#: 282904 / SEC#: 801-130385

RIA

Registered Investment Advisory firm - (5/30/2024 Approved)

Arizona

Registered Investment Advisory firm - (6/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/6/2024 Terminated)

Utah

Registered Investment Advisory firm - (6/6/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/16/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/9/2008

General Securities Sales Supervisor - Options Module Examination

Current Firm

MEDICUS WEALTH PLANNING, INC.

LUKE WEALTH MANAGEMENT INC | MEDICUS WEALTH PLANNING, INC. | MEDICUS WEALTH PLANNING | LUKE WEALTH MANAGEMENT, INC

CRD#: 282904 / SEC#: 801-130385

RIA

Registered Investment Advisory firm - (5/30/2024 Approved)

Arizona

Registered Investment Advisory firm - (6/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/6/2024 Terminated)

Utah

Registered Investment Advisory firm - (6/6/2024 Terminated)

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Contact information

Main Address

11681 S 700 E Suite 200, Draper, UT 84020

Mailing Address

Phone number

(801) 994-4777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-MEDICUS WEALTH PLANNING (2/24/2025)

Regulatory assets under management

Total Number of Accounts	536
AUM (Assets Under Management)	$ 130,277,879

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David K. Luke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NET WORTH ADVISORY GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

MEDICUS WEALTH PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2008

Series 63

Date: 9/18/1989

Series 7

Date: 9/16/1989

Series 10

Date: 8/16/2008

Series 9

Date: 8/9/2008

Current Firm

MEDICUS WEALTH PLANNING, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEDICUS WEALTH PLANNING, INC.

TRUST BUT VERIFY

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