Harry D. Watkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry David Watkins, who also goes by Butch Watkins, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1989. Harry had worked at 8 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2011 - September 18, 2012
LEGEND ADVISORY, LLC
September 6, 2010 - September 18, 2012
LEGEND EQUITIES CORPORATION
October 4, 2004 - May 11, 2009
FORTUNE FINANCIAL SERVICES, INC.
July 31, 2002 - October 1, 2004
CFD INVESTMENTS, INC.
January 11, 2001 - July 30, 2002
LOCUST STREET SECURITIES, INC.
September 8, 1992 - January 9, 2001
PRUCO SECURITIES, LLC.
February 1, 1990 - August 7, 1992
PRINCIPAL SECURITIES, INC.
September 8, 1989 - October 21, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 8, 1989 - October 21, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
