Timothy C. Dunlap
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Cleo Dunlap was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1990. Timothy had worked at 3 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2004 - August 31, 2011
LEGEND ADVISORY, LLC
January 1, 1994 - August 31, 2011
LEGEND EQUITIES CORPORATION
February 21, 1990 - January 1, 1994
LEGEND CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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