Dennis T. Brock

B&F INVESTMENT STRATEGIES

Duncanville, TX 75137

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CRD#: 1984548

Professional summary

Dennis Tate Brock is a registered financial advisor currently at B&F INVESTMENT STRATEGIES located in Duncanville, Texas.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Dennis has worked at 3 firms and has passed the Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

B&F REAL ESTATE INVESTMENTS LLC 1106 S. MAIN ST., DUNCANVILLE, TX. 75137B&F REAL ESTATE WAS SET UP TO INVEST IN AND MANAGE PROPERTIES AND IS NOT "INVESTMENT RELATED." THE BUSINESS STARTED AUGUST 2013. I AM THE MANAGER OF THE LLC AND MANAGE THE PROPERTIES. I SPEND 40 HOURS A MONTH (APPROX 10 HOURS A WEEK) WITH THE MAJORITY DONE BEFORE/AFTER THE MARKETS OPEN/CLOSE AND ON WEEKENDS. Debo Marketing: Investment partner at 1106 S. Main Street, Duncanville, Tx 75137. I spend less than 5 hours a week and is not associated with B&F Investment Strategies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Tate Brock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2015 - Present

B&F INVESTMENT STRATEGIES

Office #1: 1106 South Main Street, Duncanville, TX 75137

RIA

CRD#: 114777

Duncanville, TX

Past

September 29, 1989 - October 10, 1989

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 29, 1989 - October 10, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 3/25/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/28/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

B&F INVESTMENT STRATEGIES

B&F INVESTMENT STRATEGIES | DENNIS TATE BROCK | BROCK, DENNIS, TATE

CRD#: 114777 / SEC#:

Texas

Registered Investment Advisory firm - (3/20/2015 Approved)

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Contact information

Main Address

1106 South Main Street, Duncanville, TX 75137

Mailing Address

Phone number

(214) 232-4380

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis T. Brock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Tate Brock's CRS (Customer Relationship Summary).

Certified licenses

Experience

B&F INVESTMENT STRATEGIES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 3/25/1999

Series 6

Date: 9/28/1989

Current Firm

B&F INVESTMENT STRATEGIES

Contact information

Documents

Red Flags

Company Information

B&F INVESTMENT STRATEGIES

TRUST BUT VERIFY

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