Todd Patrick Bishop
Professional Summary
Todd Patrick Bishop is a registered financial advisor currently at KAISER WEALTH MANAGEMENT located in Burns, Wyoming and GENEOS WEALTH MANAGEMENT, INC. located in Wickenburg, Arizona. Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Todd has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 50, Series 7, Series 52, Series 54, Series 4, Series 28 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
GENEOS WEALTH MANAGEMENT, INC.
Contact Information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112Phone Number
(303) 785-8470Established
Colorado since 04/12/2002Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
200SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | — |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
| REICHERT, PAMALA ANN | DEPUTY CHIEF OPERATING OFFICER | 3105359 |
Regulatory Assets Under Management
Total Number of Accounts
33,378AUM (Assets Under Management)
$9,217,163,038Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GENEOS WEALTH MANAGEMENT, INC.
State Registrations and Notice Filings
(4/22/2013)
(5/29/2013)
(4/18/2013)
(6/7/2013)
(4/22/2013)
(4/19/2013)
(5/20/2013)
(3/8/2022)
(6/5/2013)
(6/12/2013)
(1/31/2017)
(7/18/2013)
(5/23/2013)
(4/25/2013)
(5/31/2013)
(5/14/2013)
(4/19/2013)
(4/25/2013)
(7/3/2018)
(4/24/2013)
(4/24/2013)
(4/22/2013)
(4/23/2013)
(9/14/2018)
(4/22/2013)
(4/23/2013)
(1/4/2017)
(4/25/2013)
(5/1/2013)
(4/25/2013)
(4/23/2013)
(4/22/2013)
(9/26/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2017About the Series 50 examSeries 52 — Municipal Securities Representative Examination
Passed Feb 1990About the Series 52 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Dec 2020About the Series 54 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 2005About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Todd Patrick Bishop's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Patrick Bishop's CRS (Customer Relationship Summary).
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