Kent A. Maclachlan

MACLACHLAN WEALTH MANAGEMENT

Bellevue, WA 98004

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CRD#: 1984484

Professional summary

Kent Alan Maclachlan JR, who also goes by Kent Alan Maclachlan, Kent Alan Mclachlan, is a registered financial advisor currently at MACLACHLAN WEALTH MANAGEMENT located in Bellevue, Washington.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kent has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kent Alan Maclachlan | Kent Alan Mclachlan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Alan Maclachlan JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2018 - Present

MACLACHLAN WEALTH MANAGEMENT

Office #1: 800 Bellevue Way Ne Suite 500, Bellevue, WA 98004

RIA

CRD#: 298927

Bellevue, WA

Past

September 27, 2017 - December 6, 2018

ADVICEPERIOD, LLC

RIA

CRD#: 169828

BELLEVUE, WA

Past

July 2, 2012 - June 20, 2017

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SAMMAMISH, WA

Past

December 9, 2008 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

Bellevue, WA

Past

December 9, 2008 - June 20, 2017

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Bellevue, WA

Past

February 7, 2005 - December 31, 2007

ALLIANCE ADVISORS LLC

RIA

CRD#: 128252

SAMMAMISH, WA

Past

February 18, 2004 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

ISSAQUAH, WA

Past

November 29, 1999 - December 31, 2002

VERTICAL ASSET MANAGEMENT LLC

RIA

CRD#: 117569

ISSAQUAH, WA

Past

April 6, 1998 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

ISSAQUAH, WA

Past

May 16, 1994 - April 13, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 31, 1993 - May 31, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 19, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/30/2024)

IAR

Washington
(12/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Current Firm

MACLACHLAN WEALTH MANAGEMENT

MACLACHLAN WEALTH MANAGEMENT | MACLACHLAN WEALTH MANAGEMENT, LLC

CRD#: 298927 / SEC#:

Arizona

Registered Investment Advisory firm - (5/30/2024 Approved)

Washington

Registered Investment Advisory firm - (12/6/2018 Approved)

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Contact information

Main Address

800 Bellevue Way Ne Suite 500, Bellevue, WA 98004

Mailing Address

Phone number

(206) 409-4755

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	245
AUM (Assets Under Management)	$ 103,145,370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kent A. Maclachlan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Alan Maclachlan JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVICEPERIOD, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

ALLIANCE ADVISORS LLC

FIRST MONTAUK SECURITIES CORP.

VERTICAL ASSET MANAGEMENT LLC

FIRST MONTAUK SECURITIES CORP.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1998

Series 63

Date: 10/2/1989

SIE

Date: 6/20/2017

Series 7

Date: 9/16/1989

Current Firm

MACLACHLAN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MACLACHLAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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