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Eric Tyler House

CRD# 1984306·Registered 1989 - 2008
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Tyler House was a registered financial advisor. Eric was a previously registered financial advisor and started their career in finance 1989 - 2008. Eric had worked at 10 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 6, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

L.M. KOHN & COMPANY·CRD# 27913
BD
Cincinnati, OH
August 16, 2007 - December 31, 2008
VALHALLA INVESTMENT ADVISORY, INC.·CRD# 111534
RIA
Cincinnati, OH
November 9, 2006 - December 31, 2013
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Lincoln, NE
November 2, 2004 - March 31, 2006
FIRST AMERICAN CAPITAL AND TRADING CORPORATION·CRD# 118812
BD
Boca Raton, FL
April 23, 2003 - April 2, 2004
VALHALLA INVESTMENT ADVISORY, INC.·CRD# 111534
RIA
Cincinnati, OH
August 9, 1999 - January 4, 2005
TRADESTATION SECURITIES, INC.·CRD# 39473
BD
Plantation, FL
June 16, 1999 - April 1, 2003
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
August 7, 1998 - June 23, 1999
EDWARD JONES·CRD# 250
BD
St. Louis, MO
July 13, 1995 - August 10, 1998
FINANCIAL HORIZONS SECURITIES CORPORATION·CRD# 20221
BD
September 23, 1991 - June 29, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
August 30, 1989 - September 19, 1991
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
August 30, 1989 - September 19, 1991

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Current Firm

LK
L.M. KOHN & COMPANY

A. TURNER FINANCIAL | VISION FINANCIAL PARTNERS | TRUE HARBOUR WEALTH MANAGEMENT | THE TATLAN GROUP | TANKE FINANCIAL GROUP | ROBERT BRYAN FITZPATRICK PC | PRIVATE WEALTH & RETIREMENT SERVICES, LLC | PREFERRED PENSION SOLUTIONS | PLANNING WORKS, LLC | PILOT WEALTH MANAGEMENT | PARADIGM BENEFITS, LLC | NORRIS & COMPANY WEALTH MANAGEMENT, LLC | MILLENNIUM FINANCIAL | MAYHEW WEALTH MANAGEMENT | M3 WEALTH MANAGEMENT/KING FINANCIAL INC./PINZONE FINANCIAL SERVICES/HEALY FINANCIAL SERVICES | LOVE & ASSOCIATES | LOOMIS WEALTH MANAGEMENT, LLC. | LIGHTHOUSE AGENCY INC. | L.M. KOHN NORTH | L.M. KOHN & COMPANY | KOHN WEALTH MANAGEMENT ADVISORS, LLC. | KOHN FINANCIAL CORPORATION | JMK WEALTH ADVISORS | JLA CAPITAL | GROUP PLANS INSURANCE AGENCY INC - A DIVISION OF SHEAKLEY | GREEN & HALLIBURTON, INC. | GELMAN PENSION CONSULTING/CORNERSTONE PENSION CONSULTING | FINANCIAL DESIGNS, LLC | CYR FINANCIAL SERVICES / SHAREFAX FINANCIAL SERVICES | CONWAY FINANCIAL GROUP | CITIZENS FINANCIAL SERVICES | CGI WEALTH MANAGEMENT | CARPENTER WEALTH MANAGEMENT | BUTLER BENEFIT BROKERS INC. | BAKER & COMPANY | ART ROSSER FINANCIAL SERVICES GROUP | ALDYN CAPITAL, LLC

CRD#: 27913 / SEC#: 801-38116, 8-43303
BD
Terminated by SEC on 03/28/2026

Contact Information

Main Address

10151 Carver Rd. Suite 100, Cincinnati, OH 45242

Phone Number

(513) 792-0301

Established

Ohio since 11/27/1990

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

# of Employees

85

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 04-08-2025 (4/8/2025)

Direct owners and executive officers

NamePositionCRD#
CHESS, ROBERT HUBERT JRCHIEF COMPLIANCE OFFICER2444560
ONESTO, RICHARD ERNESTFINOP2453096

Regulatory Assets Under Management

Total Number of Accounts

5,799

AUM (Assets Under Management)

$2,091,208,747

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2023About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1989About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 1999

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1989About the Series 6 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2002About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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