EI
Emmanuel N. Ike
QUANTUM FINANCIAL ADVISORS
Pittsburgh, PA 15237
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CRD#: 1984161
EI
Professional summary
Emmanuel Ngozi Ike is a registered financial advisor currently at QUANTUM FINANCIAL ADVISORS INC located in Pittsburgh, Pennsylvania.
Emmanuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Emmanuel has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Association of Certified Fraud Eximiners~'NIR'~716 West Ave~Austin~TX~78701-2727~Other~Other~2/17/1997~0hrs~40hrs~Member|Precept Consulting, Inc.~'NIR'~1015 Hunt Club Court~Export~PA~15632~Tax Preparation/Accounting~President~1/1/2015~80hrs~60hrs~Assist clients with accounting services and tax preparation|Pennsylvania Institute of Certified Public Account~'NIR'~1650 Arch Street Suite 4017~Philadelphia~PA~19103~Accounting~Other~4/20/1988~0hrs~40hrs~Member|The Blessing Foundation~'NIR'~1015 Hunt Club Court~Export~PA~15632~Nonprofit~Director/Officer~1/1/2008~20hrs~40hrs~Responsible for envisioning the activities and future of the organization ensuring that work done fits within the organizations mission.|
CRS (Client Relationship Summary) - RIA
Click below to view Emmanuel Ngozi Ike's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2019 - Present
QUANTUM FINANCIAL ADVISORS INC
Office #1: 604 Mcknight Park Drive, Pittsburgh, PA 15237RIA
CRD#: 113563
Pittsburgh, PA
Past
December 12, 2012 - January 27, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
EXPORT, PA
Past
September 19, 2012 - November 15, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
August 8, 2005 - September 20, 2012
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
EXPORT, PA
Past
February 9, 2005 - August 9, 2005
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
January 31, 2002 - December 10, 2002
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.
BD
CRD#: 21304
BADEN, PA
Past
July 3, 2000 - March 7, 2001
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
July 17, 1996 - December 31, 1999
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
September 28, 1993 - May 2, 1996
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
October 4, 1989 - December 31, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QF
QUANTUM FINANCIAL ADVISORS INC
LIFETIME BENEFITS | QUANTUM FINANCIAL ADVISORS INC | QFA
CRD#: 113563 / SEC#: 801-125887
RIA
Registered Investment Advisory firm - (6/16/2022 Approved)California
Registered Investment Advisory firm - (1/1/2015 Terminated)Connecticut
Registered Investment Advisory firm - (7/25/2022 Terminated)District of Columbia
Registered Investment Advisory firm - (7/13/2022 Terminated)Florida
Registered Investment Advisory firm - (11/13/2018 Terminated)Georgia
Registered Investment Advisory firm - (12/18/2015 Terminated)Maryland
Registered Investment Advisory firm - (7/25/2022 Terminated)Nevada
Registered Investment Advisory firm - (8/15/2022 Terminated)New Jersey
Registered Investment Advisory firm - (12/3/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2022 Terminated)Virginia
Registered Investment Advisory firm - (7/16/2022 Terminated)Washington
Registered Investment Advisory firm - (12/10/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(12/12/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
QF
QUANTUM FINANCIAL ADVISORS INC
LIFETIME BENEFITS | QUANTUM FINANCIAL ADVISORS INC | QFA
CRD#: 113563 / SEC#: 801-125887
RIA
Registered Investment Advisory firm - (6/16/2022 Approved)California
Registered Investment Advisory firm - (1/1/2015 Terminated)Connecticut
Registered Investment Advisory firm - (7/25/2022 Terminated)District of Columbia
Registered Investment Advisory firm - (7/13/2022 Terminated)Florida
Registered Investment Advisory firm - (11/13/2018 Terminated)Georgia
Registered Investment Advisory firm - (12/18/2015 Terminated)Maryland
Registered Investment Advisory firm - (7/25/2022 Terminated)Nevada
Registered Investment Advisory firm - (8/15/2022 Terminated)New Jersey
Registered Investment Advisory firm - (12/3/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2022 Terminated)Virginia
Registered Investment Advisory firm - (7/16/2022 Terminated)Washington
Registered Investment Advisory firm - (12/10/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Monroe Street Suite 1902, Rockville, MD 20850
Mailing Address
325 Ellington Blvd #511, Gaithersburg, MD 20878
Phone number
(301) 296-6203
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 507,079,299 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
