PZ
Pedro L. Zamora
SYNOVUS SECURITIES
Boca Raton, FL 33432
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CRD#: 1984145
PZ
Professional summary
Pedro Luis Zamora is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Boca Raton, Florida.
Pedro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Pedro has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FAMILIES FIRST OF PALM BEACH COUNTY, NON-INVESTMENT RELATED, WEST PALM BEACH, FL., NON-PROFIT, FOUNDATION BOARD MEMBER AND OFFICER, START DATE 7/01/2013, 2-4 HRS/MO; 1 HR DURING TRADING; BOARD DUTIES, TREASURER DUTIES, AND OVERALL ORGANISATION DESCRIPTION, NO COMPENSATION INDEPENDENT INSURANCE AGENT - START DATE: 07/03/2003 - RESIDUALS FROM OLD DISABILITY INSURANCE AND LTC POLICIES - MEMBER - 0 HRS/MO; 0 HRS DURING TRADING - INVESTMENT RELATED - COMMSSION RECEIVED FROM VARIOUS INSURANCE AND ANNUITY CARRIERS - WILL RECEIVE RESIDUAL ONLY INSURANCE COMMISSIONS, RENEWAL FEES, ETC. FOR EXISTING BUSINESS TRANSACTED PRIOR TO 02/28/2020 ONLY.
CRS (Client Relationship Summary) - RIA
Click below to view Pedro Luis Zamora's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Pedro Luis Zamora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2020 - Present
SYNOVUS SECURITIES, INC.
Office #1: 140 N. Federal Hwy, Boca Raton, FL 33432Office #2: 5900 Bird Road, Miami, FL 33155Office #3: 632 S. Federal Highway, Fort Lauderdale, FL 33301RIA
BD
CRD#: 14023
Boca Raton, FL
Current
February 28, 2020 - Present
SYNOVUS SECURITIES, INC.
Office #1: 140 N. Federal Hwy, Boca Raton, FL 33432Office #2: 5900 Bird Road, Miami, FL 33155Office #3: 632 S. Federal Highway, Fort Lauderdale, FL 33301RIA
BD
CRD#: 14023
Boca Raton, FL
Past
February 25, 2004 - December 31, 2006
COMPASS ADVISORY GROUP, LLC
RIA
CRD#: 130685
MIAMI LAKES, FL
Past
December 10, 2003 - March 4, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MIAMI, FL
Past
August 1, 2003 - March 4, 2020
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
MIAMI, FL
Past
October 1, 2000 - August 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 30, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
August 1, 1995 - December 31, 1996
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 12, 1995 - August 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
BD
CRD#: 4234
SEATTLE, WA
Past
November 15, 1989 - August 2, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
November 15, 1989 - August 2, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/21/2023)
IAR
Alabama(12/26/2023)
RR
Florida(2/28/2020)
IAR
Florida(3/2/2020)
RR
Georgia(2/28/2020)
IAR
Georgia(3/2/2020)
RR
Mississippi(1/24/2025)
IAR
Mississippi(1/24/2025)
RR
Missouri(2/28/2020)
IAR
Missouri(3/2/2020)
RR
New Jersey(2/28/2020)
RR
New York(2/28/2020)
RR
North Carolina(2/28/2020)
IAR
North Carolina(3/12/2020)
RR
Pennsylvania(2/28/2020)
IAR
Pennsylvania(3/2/2020)
RR
South Carolina(9/9/2024)
RR
Texas(10/11/2024)
RR
Utah(2/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023Boca Raton, FL 33432TRUST BUT VERIFY
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Contact information
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