Scott M. Dorgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Dorgan was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2017 - September 18, 2017
QUANTITATIVE ADVANTAGE, LLC
January 9, 2017 - September 18, 2017
QA INVESTMENT SERVICES, LLC
October 30, 2009 - July 21, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 29, 2008 - November 21, 2008
RBC CAPITAL MARKETS, LLC
February 6, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
March 2, 1998 - February 6, 2004
RBC CAPITAL MARKETS, LLC
December 22, 1997 - March 2, 1998
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUANTITATIVE ADVANTAGE, LLC
CRD#: 110575 / SEC#: 801-57426
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,143 |
| AUM (Assets Under Management) | $ 757,561,592 |
Red Flags
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