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Scott Michael Dorgan

CRD# 1983967·Registered 1997 - 2017
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Michael Dorgan was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1997 - 2017. Scott had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

QUANTITATIVE ADVANTAGE, LLC·CRD# 110575
RIA
Minnetonka, MN
January 9, 2017 - September 18, 2017
QA INVESTMENT SERVICES, LLC·CRD# 131762
RIA
Minnetonka, MN
January 9, 2017 - September 18, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Mendota Hts, MN
October 30, 2009 - July 21, 2010
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Minneapolis, MN
February 29, 2008 - November 21, 2008
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
Minneapolis, MN
February 6, 2004 - February 29, 2008
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 2, 1998 - February 6, 2004
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
December 22, 1997 - March 2, 1998

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Current Firm

QA
QUANTITATIVE ADVANTAGE, LLC

QA WEALTH MANAGEMENT | QUANTITATIVE ADVANTAGE, LLC | QUANTITATIVE ADVANTAGE LLC

CRD#: 110575 / SEC#: 801-57426

Contact Information

Main Address

10650 Red Circle Drive Suite 303, Minnetonka, MN 55343

Phone Number

(952) 767-8007

# of Employees

22

Documents

Latest Form ADV

Part 2 Brochures

QUANTITATIVE ADVANTAGE, LLC FORM ADV PART 2A (3/29/2023)

Regulatory Assets Under Management

Total Number of Accounts

2,143

AUM (Assets Under Management)

$757,561,592

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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