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Dennis M Prost

CFP®
VIMA
Troy, MI
·CRD# 1983921·37 years experience

Professional Summary

Dennis M Prost, CFP®, who also goes by Dennis Michael Prost, is a registered financial advisor currently at VIMA, LLC located in Troy, Michigan. Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Dennis has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62, Series 6, Series 24 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dennis Michael Prost

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1994

Years of Experience

37 years in the financial services industry

Current & Past Employments

VIMA, LLC·CRD# 148833
RIA
Ameri-center 200 E. Big Beaver Rd., Troy, MI 48083
July 26, 2022 - Present
PVG ASSET MANAGEMENT CORP·CRD# 105541
RIA
Troy, MI
February 11, 2020 - July 29, 2022
HARVEST INVESTMENT SERVICES, LLC·CRD# 159390
RIA
Troy, MI
January 8, 2014 - February 6, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
RIA
Troy, MI
April 13, 2010 - July 18, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Troy, MI
July 16, 1997 - July 18, 2018
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
January 3, 1994 - July 16, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
September 20, 1989 - January 19, 1994
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
September 20, 1989 - January 19, 1994

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Current Firm

VL
VIMA, LLC

MORE THAN MONEY WEALTH ADVISORS | VIMA, LLC

CRD#: 148833 / SEC#: 801-129108
RIA
Registered Investment Advisory firm - SEC (11/27/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (12/12/2023 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/13/2023 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (12/19/2023 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/14/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/12/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

46 East Square Lake Rd., Troy, MI 48085

Phone Number

(248) 526-6700

# of Employees

13

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VIMA- NARRATIVE VERSION OF ADV PART 2A & 2B (5/8/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,181

AUM (Assets Under Management)

$229,498,747

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/11/2026Cover PageReport
11/05/2025Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA AND INSURANCE: STRATEGIC FUNDING INC; NOT INVESTMENT RELATED; 100 E BIG BEAVER, SUITE 840, TROY, MI 48083; FINANCIAL PLANNING SERVICES; INSURANCE AGENT AND INDEPENDENT CERTIFIED FINANCIAL PLANNER; STARTED 07/1997; 180 HRS/MO. STRATEGIC FUNDING INC. POSITION: PRESIDENT NATURE: FINANCIAL PLANNING AND INSURANCE INVESTMENT RELATED: YES HOURS: 160 INVESTMENT RELATED HOURS: 4 START DATE: 01/01/1996 ADDRESS: 100 E. BIG BEAVER, SUITE 840, TROY MI 48083 DESCRIPTION: WRITE FINANCIAL PLANS FOR INDIVIDUALS AND?,,SELL LIFE, HEALTH AND DISABILITY INSURANCE. STRATEGIC FUNDING INC. POSITION: AGENT NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 1 START DATE: 01/01/1990 ADDRESS: 100 E. BIG BEAVER, SUITE 840, TROY MI 48083 DESCRIPTION: SELL LIFE, HEALTH, FIXED ANNUITIES STRATEGIC FUNDING INC. POSITION: PRESIDENT NATURE: SECURITIES, IA SERVICES INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/1996 ADDRESS: 100 E. BIG BEAVER RD, SUITE 840, TROY MI 48083 DESCRIPTION: SELL LIFE, HEALTH, FIXED ANNUITIES, SECURITIES, AND INVESTMENT ADVISORY SERVICES. HARVEST INVESTMENT SERVICES LLC. POSITION: IAR NATURE: PORTFOLIO MANAGEMENT INVESTMENT RELATED: YES NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/2014 ADDRESS: 100 E. BIG BEAVER, SUITE 840, TROY MI 48083 DESCRIPTION: MANAGE AND RECOMMEND MODEL PORTFOLIOS FOR CLIENTS

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VL
VIMA, LLC

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CRD#: 148833 / SEC#: 801-129108
RIA
Registered Investment Advisory firm - SEC (11/27/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (12/12/2023 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/13/2023 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (12/19/2023 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/14/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/12/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Michigan
(7/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 2006About the Series 22 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Oct 1995

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1989About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 1997About the Series 26 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dennis M Prost's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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