DP
Dennis M. Prost
VIMA
Troy, MI 48083
Some features on this profile are disabled
CRD#: 1983921
DP
Professional summary
Dennis M Prost, CFP®, who also goes by Dennis Michael Prost, is a registered financial advisor currently at VIMA, LLC located in Troy, Michigan.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Dennis has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 62, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis Michael Prost
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA AND INSURANCE: STRATEGIC FUNDING INC; NOT INVESTMENT RELATED; 100 E BIG BEAVER, SUITE 840, TROY, MI 48083; FINANCIAL PLANNING SERVICES; INSURANCE AGENT AND INDEPENDENT CERTIFIED FINANCIAL PLANNER; STARTED 07/1997; 180 HRS/MO. STRATEGIC FUNDING INC. POSITION: PRESIDENT NATURE: FINANCIAL PLANNING AND INSURANCE INVESTMENT RELATED: YES HOURS: 160 INVESTMENT RELATED HOURS: 4 START DATE: 01/01/1996 ADDRESS: 100 E. BIG BEAVER, SUITE 840, TROY MI 48083 DESCRIPTION: WRITE FINANCIAL PLANS FOR INDIVIDUALS AND?,,SELL LIFE, HEALTH AND DISABILITY INSURANCE. STRATEGIC FUNDING INC. POSITION: AGENT NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 1 START DATE: 01/01/1990 ADDRESS: 100 E. BIG BEAVER, SUITE 840, TROY MI 48083 DESCRIPTION: SELL LIFE, HEALTH, FIXED ANNUITIES STRATEGIC FUNDING INC. POSITION: PRESIDENT NATURE: SECURITIES, IA SERVICES INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/1996 ADDRESS: 100 E. BIG BEAVER RD, SUITE 840, TROY MI 48083 DESCRIPTION: SELL LIFE, HEALTH, FIXED ANNUITIES, SECURITIES, AND INVESTMENT ADVISORY SERVICES. HARVEST INVESTMENT SERVICES LLC. POSITION: IAR NATURE: PORTFOLIO MANAGEMENT INVESTMENT RELATED: YES NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/2014 ADDRESS: 100 E. BIG BEAVER, SUITE 840, TROY MI 48083 DESCRIPTION: MANAGE AND RECOMMEND MODEL PORTFOLIOS FOR CLIENTS
CRS (Client Relationship Summary) - RIA
Click below to view Dennis M Prost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
July 26, 2022 - Present
VIMA, LLC
Office #1: Ameri-center 200 E. Big Beaver Rd., Troy, MI 48083RIA
CRD#: 148833
Troy, MI
Past
February 11, 2020 - July 29, 2022
PVG ASSET MANAGEMENT CORP
RIA
CRD#: 105541
Troy, MI
Past
January 8, 2014 - February 6, 2020
HARVEST INVESTMENT SERVICES, LLC
RIA
CRD#: 159390
TROY, MI
Past
April 13, 2010 - July 18, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
TROY, MI
Past
July 16, 1997 - July 18, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
TROY, MI
Past
January 3, 1994 - July 16, 1997
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
September 20, 1989 - January 19, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 20, 1989 - January 19, 1994
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VL
VIMA, LLC
MORE THAN MONEY WEALTH ADVISORS | VIMA, LLC
CRD#: 148833 / SEC#: 801-129108
RIA
Registered Investment Advisory firm - (11/27/2023 Approved)Florida
Registered Investment Advisory firm - (12/12/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/13/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/19/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/14/2023 Terminated)Texas
Registered Investment Advisory firm - (12/12/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(7/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/11/1995
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
VL
VIMA, LLC
MORE THAN MONEY WEALTH ADVISORS | VIMA, LLC
CRD#: 148833 / SEC#: 801-129108
RIA
Registered Investment Advisory firm - (11/27/2023 Approved)Florida
Registered Investment Advisory firm - (12/12/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/13/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/19/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/14/2023 Terminated)Texas
Registered Investment Advisory firm - (12/12/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
46 East Square Lake Rd., Troy, MI 48085
Mailing Address
Phone number
(248) 526-6700
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 897 |
| AUM (Assets Under Management) | $ 150,242,478 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 |
Red Flags
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