Elizabeth A. Foley

HILLTOP WEALTH & TAX SOLUTIONS

ROYAL OAK, MI 48067

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CRD#: 1983741

Professional summary

Elizabeth Ann Foley, CFP® is a registered financial advisor currently at HILLTOP WEALTH & TAX SOLUTIONS located in Royal Oak, Michigan.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Elizabeth has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hilltop Kids President of the Board of Directors Providing education, goods, services to underprivileged children and families in the community Since 03/2022 Not Investment Related Insurance Licensed - Life and Health Since 1989

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Ann Foley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

February 1, 2018 - Present

HILLTOP WEALTH & TAX SOLUTIONS

Office #1: 606 E. 11 Mile Rd., Royal Oak, MI 48067Office #2: 4100 Edison Lakes Parkway Suite 225, Mishawaka, IN 46545

RIA

CRD#: 290981

ROYAL OAK, MI

Past

June 9, 2010 - January 30, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Southfield, MI

Past

October 4, 2006 - December 31, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Southfield, MI

Past

August 24, 1989 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 24, 1989 - January 30, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Southfield, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HILLTOP WEALTH & TAX SOLUTIONS

CRD#: 290981 / SEC#: 801-115255

RIA

Registered Investment Advisory firm - (5/10/2019 Approved)

Illinois

Registered Investment Advisory firm - (5/13/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/13/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/1999

General Securities Principal Examination

Current Firm

HILLTOP WEALTH & TAX SOLUTIONS

CRD#: 290981 / SEC#: 801-115255

RIA

Registered Investment Advisory firm - (5/10/2019 Approved)

Illinois

Registered Investment Advisory firm - (5/13/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/13/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/13/2019 Terminated)

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Contact information

Main Address

4100 Edison Lakes Parkway Suite 225, Mishawaka, IN 46545

Mailing Address

Phone number

(574) 889-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HILLTOP WEALTH SOLUTIONS ADV PART 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	2,546
AUM (Assets Under Management)	$ 490,814,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Elizabeth A. Foley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Ann Foley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HILLTOP WEALTH & TAX SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/1996

Series 63

Date: 9/5/1989

SIE

Date: 1/30/2018

Series 7

Date: 8/19/1989

Series 24

Date: 11/17/1999

Current Firm

HILLTOP WEALTH & TAX SOLUTIONS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HILLTOP WEALTH & TAX SOLUTIONS

TRUST BUT VERIFY

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