Hugh P. Nickola

GENTRUST

Miami, FL 33131

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CRD#: 1983734

Professional summary

Hugh Patrick Nickola JR, who also goes by Hugh Patrick Nickola, is a registered financial advisor currently at GENTRUST located in Miami, Florida.

Hugh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Hugh has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hugh Patrick Nickola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HUGH IS A A PRINCIPAL OF GENTRUST, LLC AND CATENARY ASSET MANAGEMENT, LLC (REGISTERED INVESTMENT ADVISERS). THE ADDRESS IS 1450 BRICKELL AVENUE, SUITE 3050 MIAMI, FL 33131 WE PROVIDE WEALTH MANAGEMENT SERVICES TO HIGH NET WORTH INDIVIDUALS. I STARTED AT GENTRUST IN 12/2011 AND WORK 200HR/MONTH ON THE BUSINESS. CATENARY IS AN AFFILIATE OF GENTRUST (THROUGH COMMON OWNERSHIP) AND FOCUSES ON ALTERNATIVE INVESTMENTS. I AM A PASSIVE INVESTOR IN CATENARY ASSET MANAGEMENT, LLC AND NOT INVOLVED IN THE DAY TO DAY MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Patrick Nickola JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2021 - Present

GENTRUST

Office #1: 1450 Brickell Avenue Suite 3050, Miami, FL 33131Office #2: 900 Thrid Street 35th Floor, New York, NY 10022

RIA

New York
(8/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/11/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/14/2007

Municipal Securities Principal Examination

Current Firm

GENTRUST

GENTRUST | GENTRUST, LLC | GENTRUST WEALTH MANAGEMENT, LLC

CRD#: 158369 / SEC#: 801-72707

RIA

Registered Investment Advisory firm - (10/5/2011 Approved)

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Contact information

Main Address

1450 Brickell Avenue Suite 3050, Miami, FL 33131

Mailing Address

Phone number

(305) 677-6688

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENTRUST PART 2A BROCHURE MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,667
AUM (Assets Under Management)	$ 4,460,903,724

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
08/26/2024	Cover Page	Report
11/27/2023	Cover Page	Report
08/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hugh P. Nickola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Patrick Nickola JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD CITY SECURITIES LLC

J.H. DARBIE & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

PRUDENTIAL EQUITY GROUP, LLC

SALOMON BROTHERS INC.

Primary Firm SEC Registration

GENTRUST

State Registrations and Notice Filings

Exams

Series 63

Date: 10/11/1989

SIE

Date: 10/1/2018

Series 7

Date: 9/16/1989

Series 53

Date: 3/14/2007

Current Firm

GENTRUST

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GENTRUST

TRUST BUT VERIFY

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