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Aaron B. Wilbanks

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CRD#: 1983697
AW

Professional summary


Aaron Bronelle Wilbanks was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Aaron Bronelle Wilbanks was a registered financial professional .

Aaron is a previously registered financial professional and started their career in finance in 1989. Aaron had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 4, Series 53, Series 27 and Series 28 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 22, 1996 - March 19, 2018

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
OKLAHOMA CITY, OK
Past

August 8, 1996 - July 27, 2017

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
OKLAHOMA CITY, OK
Past

May 17, 1996 - August 21, 1996

BIRCHTREE FINANCIAL SERVICES LLC

BD
CRD#: 15014
MINNEAPOLIS, MN
Past

September 21, 1989 - May 24, 1996

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

September 21, 1989 - May 24, 1996

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/21/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/2007
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 6/20/1996
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm


WS
WILBANKS SECURITIES ADVISORY
AARON WILBANKS & ASSOCIATES | WILBANKS SECURITIES ADVISORY | AARON WILBANKS & ASSOCIATES, INC.

CRD#: 118304 / SEC#: 801-63318

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Contact information


Main Address
4334 Nw Expressway Suite 222, Oklahoma City, OK 73116
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

WILBANKS SECURITIES ADVISORY BROCHURE (3/31/2017)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILBANKS SECURITIES ADVISORY

CRD#: 118304

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