Catherine A. Shaffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Alberta Shaffer was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 1993. Catherine had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2009 - January 25, 2012
PREMUS CAPITAL MANAGEMENT, INC.
March 25, 1993 - November 3, 2000
COWEN AND COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
PREMUS CAPITAL MANAGEMENT, INC.
CRD#: 140524 / SEC#:
Contact information
Red Flags
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