Jeffrey D. Noard

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CRD#: 1983392

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Donald Noard was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1989. Jeffrey had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- DBA PREMIER LEGACY WEALTH MANGEMENT, LLC/ N48W14336 HAMPTON RD STE 101, MENOMONEE FALLS, WI, 53051 100% OWNER/ SINCE AUGUST 2010/ PREP REPORTS, OFFER CUSTOMER SERVICE, PAPERWORK, PAY BILLS/ DEVOTES 6.5 HOURS PER DAY DURING SECURITIES TRADING HOURS/ INVESTMENT RELATED. 2 - Legacy Financial Center, non investment related, n48W14336 HAMPTON RD STE 101, Menominee Falls, WI, Owner, 5/2013, owner of building, zero hours per month, zero hours during trading hours. 3 - Legacy Office Leasing, non investment related, collects rent, President, zero hours per month, zero hours during trading hours, collects rent.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 17, 2020 - December 8, 2023

EMERSON EQUITY LLC

RIA

CRD#: 130032

Menomonee Falls, WI

Past

May 29, 2020 - December 8, 2023

EMERSON EQUITY LLC

CRD#: 130032

Menomonee Falls, WI

Past

June 14, 2013 - June 26, 2020

CABOT LODGE SECURITIES LLC

CRD#: 159712

MENOMONEE FALLS, WI

Past

March 14, 2011 - June 26, 2020

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

MENOMONEE FALLS, WI

Past

February 22, 2011 - July 15, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

MILWAUKEE, WI

Past

July 23, 2010 - June 8, 2011

AMERICAN BEACON WEALTH MANAGEMENT, INC.

RIA

CRD#: 152752

EAU CLAIRE, WI

Past

July 19, 2010 - February 22, 2011

AMERICAN BEACON PARTNERS, INC.

CRD#: 15791

MILWAUKEE, WI

Past

July 15, 2010 - July 16, 2010

AMERICAN BEACON WEALTH MANAGEMENT, INC.

RIA

CRD#: 152752

EAU CLAIRE, WI

Past

August 28, 2008 - June 23, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAUKESHA, WI

Past

August 28, 2008 - June 23, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAUKESHA, WI

Past

October 9, 2007 - September 3, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WAUWATOSA, WI

Past

April 2, 2007 - September 3, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

WAUWATOSA, WI

Past

February 17, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WAUWATOSA, WI

Past

March 8, 2000 - February 21, 2006

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

MILWAUKEE, WI

Past

March 2, 1998 - March 2, 2000

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

August 27, 1993 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

September 4, 1990 - September 10, 1993

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 8, 1989 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMERSON EQUITY LLC

CRD#: 130032 / SEC#: 801-120835, 8-66296

RIA

Registered Investment Advisory firm - SEC (4/16/2021 Approved)

California

Registered Investment Advisory firm - SEC (5/11/2023 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - SEC (5/11/2023 Terminated)

New York

Registered Investment Advisory firm - SEC (9/21/2021 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (4/12/2023 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/11/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/11/2023 Terminated)

Virginia

Registered Investment Advisory firm - SEC (2/14/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (11/16/2022 Terminated)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/17/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Current Firm

EMERSON EQUITY LLC

CRD#: 130032 / SEC#: 801-120835, 8-66296

RIA

Registered Investment Advisory firm - SEC (4/16/2021 Approved)

California

Registered Investment Advisory firm - SEC (5/11/2023 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - SEC (5/11/2023 Terminated)

New York

Registered Investment Advisory firm - SEC (9/21/2021 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (4/12/2023 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/11/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/11/2023 Terminated)

Virginia

Registered Investment Advisory firm - SEC (2/14/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (11/16/2022 Terminated)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

155 Bovet Road, Suite 725, San Mateo, CA 94402

Mailing Address

155 Bovet Road, Suite 725, San Mateo, CA 94402

Phone number

(650) 312-0200

Established

California since 10/10/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

222

SEC notice filing (32 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (10/27/2025)

Direct owners and executive officers

Name	Position	CRD#
BALDINI, DOMINIC JULIO	MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP	3082081
MORRISSEY, KATHLEEN FRANCES	CHIEF OPERATIONS OFFICER	1771747
SNYDER, SEAN KRISTIAN	CHIEF STRATEGY OFFICER	1860842

Regulatory assets under management

Total Number of Accounts	1,091
AUM (Assets Under Management)	$ 327,937,701

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey D. Noard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EMERSON EQUITY LLC

CABOT LODGE SECURITIES LLC

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

AMERICAN BEACON WEALTH MANAGEMENT, INC.

AMERICAN BEACON PARTNERS, INC.

AMERICAN BEACON WEALTH MANAGEMENT, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

Primary Firm SEC Registration

EMERSON EQUITY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2007

Series 63

Date: 9/25/1989

SIE

Date: 10/1/2018

Series 31

Date: 12/17/2007

Series 7

Date: 10/21/1989

Current Firm

EMERSON EQUITY LLC

Contact information

SEC notice filing (32 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

EMERSON EQUITY LLC

TRUST BUT VERIFY

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