Walter S. Curry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Stephen Curry, CFP®, who also goes by Steve Curry, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1989. Walter had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2024 - December 31, 2025
TLG ADVISORS, INC.
May 9, 2024 - December 31, 2025
THE LEADERS GROUP, INC.
November 29, 2011 - February 9, 2024
MML INVESTORS SERVICES, LLC
March 8, 2011 - February 9, 2024
MML INVESTORS SERVICES, LLC
February 6, 1997 - February 7, 2011
HIMCO DISTRIBUTION SERVICES COMPANY
September 28, 1989 - February 1, 1997
METROPOLITAN LIFE INSURANCE COMPANY
September 28, 1989 - February 1, 1997
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
