Jeffrey S. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scribner King, who also goes by Jeff King, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1989. Jeffrey had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2013 - February 8, 2017
ABERDEEN FUND DISTRIBUTORS, LLC
January 18, 2007 - May 20, 2013
QUASAR DISTRIBUTORS, LLC
January 17, 2007 - May 28, 2013
ARTIO GLOBAL MANAGEMENT LLC
April 8, 1999 - December 31, 2006
GAM SERVICES, INC.
January 1, 1997 - February 2, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 31, 1995 - January 1, 1997
PRUCO SECURITIES, LLC.
May 10, 1994 - August 18, 1995
PRUDENTIAL EQUITY GROUP, LLC
July 30, 1993 - March 28, 1994
MFS FUND DISTRIBUTORS, INC.
October 26, 1989 - March 28, 1994
MFS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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