Shaun Eddy

OXFORD PLANNING GROUP

Woodstock, MD 21163

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CRD#: 1983133

Professional summary

Shaun Eddy, AIF®, CFP® is a registered financial advisor currently at OXFORD PLANNING GROUP, LLC located in Woodstock, Maryland.

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Shaun has worked at 6 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Retirement Income Management

Investment Planning

Estate Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Eddy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

January 3, 2017 - Present

OXFORD PLANNING GROUP, LLC

Office #1: 10713 B Birmingham Way, Woodstock, MD 21163

RIA

CRD#: 286017

Woodstock, MD

Past

May 17, 2002 - April 18, 2017

WEALTHSPIRE ADVISORS

RIA

CRD#: 113678

COLUMBIA, MD

Past

April 5, 1993 - December 31, 2004

EICHELBERGER GRIESSER EDDY & ALMS INC

RIA

CRD#: 106141

COLUMBIA, MD

Past

June 11, 1992 - January 12, 1995

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

Past

January 21, 1991 - July 23, 1991

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

Past

October 17, 1989 - November 15, 1990

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 6/26/1990

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/16/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OXFORD PLANNING GROUP, LLC

CRD#: 286017 / SEC#:

Maryland

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

10713 B Birmingham Way, Woodstock, MD 21163

Mailing Address

10713 B Birmingham Way, Woodstock, MD 21163

Phone number

(410) 995-8711

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 85,897,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Shaun Eddy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Eddy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE ADVISORS

EICHELBERGER GRIESSER EDDY & ALMS INC

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1993

Series 63

Date: 2/25/1993

Series 22

Date: 6/26/1990

Series 6

Date: 10/16/1989

Current Firm

OXFORD PLANNING GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OXFORD PLANNING GROUP, LLC

TRUST BUT VERIFY

Contact information

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