Andrew S. Aiello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Sisto Aiello, who also goes by Drew Aiello, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1990. Andrew had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1996 - August 13, 1998
PRIME CAPITAL SERVICES, INC.
June 23, 1994 - November 22, 1994
&PARTNERS
February 1, 1993 - June 22, 1994
LEGG MASON WOOD WALKER, INCORPORATED
August 12, 1991 - February 10, 1993
GRUNTAL & CO., L.L.C.
March 9, 1990 - August 21, 1991
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRIME CAPITAL SERVICES, INC.
CRD#: 18334 / SEC#: , 8-36492
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
