David J. Strnad

ROWE CONSULTING GROUP

Franklin, TN

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CRD#: 1982721

Professional summary

David John Strnad, CIMA® is a registered financial advisor currently at ROWE CONSULTING GROUP, LLC located in Franklin, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.the name of the other business: Ranch View Consulting, Inc; 2.whether the business is investment-related: No 3.the address of the other business: Franklin, TN 4.the nature of the other business:Consulting 5.your position, title, or relationship with the other business: CEO 6.the start date of your relationship: August 2019 7.the approximate number of hours/month you devote to the other business: 8 8.the number of hours you devote to the other business during securities trading hours: 0 9.and briefly describe your duties relating to the other business: Consulting 1.the name of the other business: Independent Insurance Agent; 2.whether the business is investment-related: Yes 3.the address of the other business: Franklin, TN 4.the nature of the other business:Fixed Insurance Sales 5.your position, title, or relationship with the other business: Agent 6.the approximate number of hours/month you devote to the other business: 10 7.the number of hours you devote to the other business during securities trading hours: 10 8.and briefly describe your duties relating to the other business: Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Strnad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 23, 2022 - Present

ROWE CONSULTING GROUP, LLC

RIA

CRD#: 155611

Franklin, TN

Past

February 18, 2016 - July 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NASHVILLE, TN

Past

February 18, 2016 - July 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NASHVILLE, TN

Past

June 1, 2009 - March 4, 2016

MORGAN STANLEY

RIA

CRD#: 149777

FRANKLIN, TN

Past

June 1, 2009 - March 4, 2016

MORGAN STANLEY

CRD#: 149777

FRANKLIN, TN

Past

September 23, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ORANGE, CA

Past

September 23, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ORANGE, CA

Past

July 8, 1997 - September 26, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BREA, CA

Past

September 21, 1989 - September 26, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/1/2023)

IAR

Tennessee
(8/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/13/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Current Firm

ROWE CONSULTING GROUP, LLC

R CONSULTING GROUP, LLC | ROWE CONSULTING GROUP, LLC

CRD#: 155611 / SEC#: 801-71991

RIA

Registered Investment Advisory firm - (2/24/2012 Terminated)

California

Registered Investment Advisory firm - (5/3/2023 Approved)

Illinois

Registered Investment Advisory firm - (2/24/2012 Approved)

Tennessee

Registered Investment Advisory firm - (6/2/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Elmhurst, IL

Mailing Address

111 N Wabash Ave The Garland Bldg #1147, Chicago, IL 60602

Phone number

(312) 913-9872

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 12,083,699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Strnad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Strnad's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2020

Series 63

Date: 10/6/1989

SIE

Date: 7/10/2018

Series 3

Date: 11/13/1990

Series 7

Date: 9/16/1989

Current Firm

ROWE CONSULTING GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROWE CONSULTING GROUP, LLC

TRUST BUT VERIFY

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