Robert Carl Pohlhaus
Professional Summary
Robert Carl Pohlhaus is a registered financial advisor currently at CGA SECURITIES, LLC located in Baltimore, Maryland. Robert is registered as a RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 7 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
BLUE HILL SECURITIES, INC. | WALSH PARTNERS, INC. | WALSH PARTNERS CAPITAL CORPORATION | PACE FINANCIAL SERVICES, LLC | CGA SECURITIES, LLC
Contact Information
Main Address
2 Village Square Suite 255, Baltimore, MD 21210Mailing Address
2 Village Square Suite 255, Baltimore, MD 21210Phone Number
(410) 308-6200Established
Maryland since 12/24/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/27/2016)
(6/17/2013)
(6/14/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2024About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Carl Pohlhaus's CRS (Customer Relationship Summary).
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