PM
Paul A. Mcclain
FREEDOM WEALTH ADVISORS
LEE'S SUMMIT, MO 64064
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CRD#: 1982523
PM
Professional summary
Paul Allen Mcclain is a registered financial advisor currently at FREEDOM WEALTH ADVISORS, LLC located in Lee's Summit, Missouri.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Paul has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. MCCLAIN IS INVOLVED WITH AN ENTITY CALLED SUPREME ATHLETIC COMPLEX, LLC, WHICH IS A GYMNASIUM AND IS NOT INVESTMENT RELATED. HE SPENDS APPROXIMATELY 10 HOURS A MONTH, DURING THE EVENING, DOING THE BOOKKEEPING.
(2) FW OPPORTUNITY FUND LP, IS A LIMITED PARTNERSHIP THAT INVESTS IN SECURITIES ESTABLISHED IN 12/2014; FW MANAGEMENT LLC IS GENERAL PARTNER TO FW OPPORTUNITY FUND LP OF WHICH MR. MCCLAIN HAS BEEN THE MANAGING DIRECTOR SINCE ITS INCEPTION IN 11/2014; FW INVESTMENTS LLC IS A REGISTERED INVESTMENT ADVISOR AND GIVES INVESTMENT ADVICE TO FW OPPORTUNITY FUND LP. MR. MCCLAIN HAS BEEN THE MANAGING MEMBER OF FW INVESTMENTS LLC SINCE ITS INCEPTION IN 11/2014; FW OPPORTUNITY FUND LP, FW MANAGEMENT LLC, AND FW INVESTMENTS LLC ARE ALL INVESTMENT RELATED AND LOCATED AT 4963 C. GOODVIEW CL, LEE'S SUMMIT, MO 64064. MR. MCCLAIN DEVOTES APPROX 60 HRS PER MONTH DURING SECURITIES TRADING HRS TO MANAGEMENT OF THESE ENTITIES.
(3) FREEDOM WEALTH FUND LP, IS A LIMITED PARTNERSHIP THAT INVESTS IN SECURITIES ESTABLISHED IN 07/2011; FREEDOM WEALTH MANAGEMENT LLC IS GENERAL PARTNER TO FREEDOM WEALTH FUND LP OF WHICH MR. MCCLAIN HAS BEEN THE MANAGING MEMBER SINCE ITS INCEPTION IN 07/2011; FREEDOM WEALTH ADVISORS LLC IS A REGISTERED INVESTMENT ADVISOR PROVIDING INVESTMENT ADVICE TO SEPERATELY MANAGED ACCOUNTS AND TO FREEDOM WEALTH FUND LP. MR. MCCLAIN HAS BEEN THE MANAGING MEMBER OF FREEDOM WEALTH ADVISORS LLC SINCE ITS INCEPTION IN 05/2010. FREEDOM WEALTH FUND LP, FREEDOM WEALTH MANAGEMENT LLC, AND FREEDOM WEALTH ADVISORS LLC ARE ALL INVESTMENT RELATED AND LOCATED AT 4963 C. GOODVIEW CL, LEE'S SUMMIT, MO 64064. MR. MCCLAIN DEVOTES APPROX 60 HRS PER MONTH DURING SECURITIES TRADING HRS TO THE MANAGEMENT OF THESE ENTITIES.
(4) FIRST BUSINESS BANK, VICE PRESIDENT OF THE TRUST AND INVESTMENT DIVISION OF THE BANK; INVESTMENT RELATED-YES; MEETS WITH BANK CUSTOMERS TO DEVELOP INVESTMENT RELATED RELATIONSHIPS; 2017-09-26; 11300 TOMAHAWK CREEK, SUITE 100, LEAWOOD, KS 66211
CRS (Client Relationship Summary) - RIA
Click below to view Paul Allen Mcclain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2010 - Present
FREEDOM WEALTH ADVISORS, LLC
Office #1: 4963 C Goodview Circle, Lee's Summit, MO 64064RIA
CRD#: 154270
LEE'S SUMMIT, MO
Past
April 7, 2015 - December 31, 2016
FW INVESTMENTS, LLC
RIA
CRD#: 174018
LEE'S SUMMIT, MO
Past
September 10, 2003 - April 2, 2008
FCI ADVISORS
RIA
CRD#: 106398
KANSAS CITY, MO
Past
January 25, 1993 - March 30, 1994
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
September 21, 1989 - January 12, 1993
MORGAN STANLEY DW INC.
BD
CRD#: 7556
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(11/10/2010)
IAR
Missouri(7/20/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FREEDOM WEALTH ADVISORS, LLC
FREEDOM WEALTH ADVISORS, LLC
CRD#: 154270 / SEC#:
Kansas
Registered Investment Advisory firm - (11/9/2010 Approved)Missouri
Registered Investment Advisory firm - (7/20/2010 Approved)Texas
Registered Investment Advisory firm - (8/24/2016 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
110 Sw 3rd St, Lee's Summit, MO 64082
Mailing Address
4005 Sw Reef Point Ln, Lee's Summit, MO 64082
Phone number
(816) 820-7900
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 306 |
| AUM (Assets Under Management) | $ 99,370,000 |
Red Flags
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