Timothy Zabelin
Professional summary
Timothy Zabelin, CFP®, who also goes by Tim Zabelin, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Timothy has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Zabelin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2021 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124April 6, 2021 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124October 16, 2009 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 16, 2009 - January 11, 2021
TD AMERITRADE, INC.
October 16, 2009 - January 11, 2021
TD AMERITRADE, INC.
December 14, 2007 - October 9, 2009
TRANSAMERICA CAPITAL, LLC
July 7, 2004 - October 31, 2007
STRATEGIC ADVISERS LLC
July 2, 2004 - October 31, 2007
FIDELITY BROKERAGE SERVICES LLC
February 24, 2004 - June 11, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 22, 2003 - November 19, 2003
CHARLES SCHWAB & CO., INC.
May 22, 2003 - November 19, 2003
CHARLES SCHWAB & CO., INC.
January 1, 1999 - May 30, 2003
STRATEGIC ADVISERS LLC
July 24, 1992 - May 30, 2003
FIDELITY BROKERAGE SERVICES LLC
June 25, 1991 - February 25, 1992
INVESCO DISTRIBUTORS, INC.
September 21, 1989 - February 1, 1991
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2021)
(4/6/2021)
(4/6/2021)
(7/30/2021)
(8/9/2021)
(2/7/2024)
(10/11/2024)
(2/7/2024)
(4/29/2022)
(8/19/2021)
(6/21/2024)
(2/7/2024)
(9/9/2021)
(9/9/2021)
(1/3/2023)
(6/30/2022)
(1/22/2024)
(4/6/2021)
(9/13/2021)
(1/24/2023)
(9/22/2021)
(11/27/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 7/8/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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