Patrick D. Chin

MWA FINANCIAL SERVICES

Naples, FL 34110

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CRD#: 1982392

Professional summary

Patrick Dean Chin, who also goes by Pat Chin, Patrick D Chin, Patrick Dean Chin, Patrick Chin, is a registered financial professional currently at MWA FINANCIAL SERVICES INC. located in Naples, Florida.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1989. Patrick has worked at 13 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Aliases

Pat Chin | Patrick D Chin | Patrick Dean Chin | Patrick Chin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Dean Chin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2026 - Present

MWA FINANCIAL SERVICES INC.

Office #1: 5659 Strand Ct. Suite 110, Naples, FL 34110

RIA

CRD#: 112630

Naples, FL

Past

May 26, 2023 - July 10, 2026

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NAPLES, FL

Past

August 29, 2017 - March 29, 2021

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PLANTATION, FL

Past

July 21, 2017 - March 29, 2021

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PLANTATION, FL

Past

December 21, 2011 - November 25, 2015

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BOCA RATON, FL

Past

December 16, 2011 - November 25, 2015

EQUITABLE ADVISORS, LLC

CRD#: 6627

BOCA RATON, FL

Past

November 2, 2009 - January 18, 2012

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

FORT LAUDERDALE, FL

Past

August 6, 2009 - January 18, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

FORT LAUDERDALE, FL

Past

November 4, 2002 - August 6, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BOCA RATON, FL

Past

October 7, 2002 - August 6, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

BOCA RATON, FL

Past

February 2, 2001 - October 8, 2002

GMS GROUP

CRD#: 8000

EAST HANOVER, NJ

Past

December 19, 2000 - January 24, 2001

AUERBACH, POLLAK & RICHARDSON INC.

CRD#: 29824

STAMFORD, CT

Past

July 8, 1996 - December 19, 2000

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

January 16, 1995 - July 3, 1996

JWGENESIS SECURITIES, INC.

CRD#: 33832

BOCA RATON, FL

Past

May 17, 1993 - January 13, 1995

ROYAL PALM INVESTMENTS, LTD.

CRD#: 28761

GREEN ACRES, FL

Past

November 20, 1991 - June 22, 1993

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

March 25, 1991 - December 11, 1991

R.B. WEBSTER INVESTMENTS, INC.

CRD#: 19273

Past

August 22, 1989 - January 9, 1991

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MWA FINANCIAL SERVICES INC.

MWA FINANCIAL SERVICES INC. | MWA FINANCIAL SERVICES, INC.

CRD#: 112630 / SEC#: 801-107091, 8-53255

RIA

Registered Investment Advisory firm - SEC (1/4/2016 Approved)

Alabama

Registered Investment Advisory firm - SEC (4/11/2016 Terminated)

Arizona

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

California

Registered Investment Advisory firm - SEC (1/3/2010 Terminated)

Colorado

Registered Investment Advisory firm - SEC (1/28/2016 Terminated)

Florida

Registered Investment Advisory firm - SEC (1/26/2016 Terminated)

Georgia

Registered Investment Advisory firm - SEC (2/12/2016 Terminated)

Idaho

Registered Investment Advisory firm - SEC (12/1/2011 Terminated)

Illinois

Registered Investment Advisory firm - SEC (1/20/2016 Terminated)

Indiana

Registered Investment Advisory firm - SEC (1/29/2016 Terminated)

Iowa

Registered Investment Advisory firm - SEC (1/28/2016 Terminated)

Kansas

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (12/18/2013 Terminated)

Maine

Registered Investment Advisory firm - SEC (2/2/2016 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/31/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Michigan

Registered Investment Advisory firm - SEC (2/2/2016 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (12/13/2013 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (1/20/2016 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (4/13/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Ohio

Registered Investment Advisory firm - SEC (1/28/2016 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (12/12/2013 Terminated)

South Dakota

Registered Investment Advisory firm - SEC (1/20/2016 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (3/29/2016 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Virginia

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (1/21/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 6/7/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

Series 66

Status Unavailable

Passed: 10/31/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 4/19/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 8/19/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MWA FINANCIAL SERVICES INC.

MWA FINANCIAL SERVICES INC. | MWA FINANCIAL SERVICES, INC.

CRD#: 112630 / SEC#: 801-107091, 8-53255

RIA

Registered Investment Advisory firm - SEC (1/4/2016 Approved)

Alabama

Registered Investment Advisory firm - SEC (4/11/2016 Terminated)

Arizona

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

California

Registered Investment Advisory firm - SEC (1/3/2010 Terminated)

Colorado

Registered Investment Advisory firm - SEC (1/28/2016 Terminated)

Florida

Registered Investment Advisory firm - SEC (1/26/2016 Terminated)

Georgia

Registered Investment Advisory firm - SEC (2/12/2016 Terminated)

Idaho

Registered Investment Advisory firm - SEC (12/1/2011 Terminated)

Illinois

Registered Investment Advisory firm - SEC (1/20/2016 Terminated)

Indiana

Registered Investment Advisory firm - SEC (1/29/2016 Terminated)

Iowa

Registered Investment Advisory firm - SEC (1/28/2016 Terminated)

Kansas

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (12/18/2013 Terminated)

Maine

Registered Investment Advisory firm - SEC (2/2/2016 Terminated)

Maryland

Registered Investment Advisory firm - SEC (12/31/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Michigan

Registered Investment Advisory firm - SEC (2/2/2016 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (12/13/2013 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (1/20/2016 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (4/13/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Ohio

Registered Investment Advisory firm - SEC (1/28/2016 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (12/12/2013 Terminated)

South Dakota

Registered Investment Advisory firm - SEC (1/20/2016 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (3/29/2016 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Virginia

Registered Investment Advisory firm - SEC (1/27/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (1/21/2016 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

PREMIUM

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Contact information

Main Address

1701 1st Avenue, Rock Island, IL 61201

Mailing Address

1701 1st Avenue, Rock Island, IL 61201

Phone number

(309) 558-3100

Established

Illinois since 02/02/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

721

SEC notice filing (50 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MWAFS FINANCIAL PLANNING BROCHURE ADV PART 2A 4/1/2026 (4/1/2026)

MWAFS MANAGED ACCOUNTS BROCHURE PART 2A APPENDIX 1 4/1/2026 (4/1/2026)

MWAFS FORM CRS 7-2021 (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
MODERN WOODMEN OF AMERICA	PARENT CO.
BOHNERT, LESTER LEE	DIRECTOR	6933862
DOYLE, SHEA EUGENE	SECRETARY/DIRECTOR	4577202
EIGENBROD, NEIL THOMAS	FINOP	5615693
JENSEN, DAWN M	CHIEF OPERATIONS OFFICER	4936560
LYPHOUT, JERALD JAMES	DIRECTOR	4148959
POGEMILLER, CLINT JOSEPH	PRESIDENT/CHAIRMAN	2977743
RECH, KELLIE MARIE	CHIEF COMPLIANCE OFFICER	4863283
SIMMS, CHARLES EDMUND	DIRECTOR	2553306
SWANSON, TODD DAVID	TREASURER	4844282

Regulatory assets under management

Total Number of Accounts	3,724
AUM (Assets Under Management)	$ 639,989,844

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick D. Chin

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Dean Chin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

GMS GROUP

AUERBACH, POLLAK & RICHARDSON INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

JWGENESIS SECURITIES, INC.

ROYAL PALM INVESTMENTS, LTD.

BARRON CHASE SECURITIES, INC.

R.B. WEBSTER INVESTMENTS, INC.

J. W. GANT & ASSOCIATES, INC.

Primary Firm SEC Registration

MWA FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Passed: 6/7/2023

Series 66

Passed: 10/31/2002

Series 7TO

Passed: 4/19/2023

SIE

Passed: 10/1/2018

Series 7

Passed: 8/19/1989

FINRA

Current Firm

MWA FINANCIAL SERVICES INC.

Contact information

SEC notice filing (50 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MWA FINANCIAL SERVICES INC.

TRUST BUT VERIFY

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